Financial Advisor Fraud

Financial Advisor Lost My Money

Haselkorn & Thibaut Investigates Peter Chernin of Great Point Capital LLC

Haselkorn & Thibaut Opens Investigation Into Peter Chernin of Great Point Capital LLC If you or a loved one invested with Peter Chernin (CRD #6787497), a financial advisor currently affiliated with Great Point Capital LLC, it’s important to stay informed. Haselkorn & Thibaut, a national investment loss law firm with a strong record of successful […]

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Financial Advisor Lost My Money

Haselkorn & Thibaut Investigates Peter Lawrence of American Portfolios and Osaic Wealth

Haselkorn & Thibaut has opened an investigation into Peter Lawrence (CRD# 2695687), a financial advisor formerly registered with American Portfolios Financial Services, Inc. If you invested with Peter Lawrence and experienced losses, unauthorized transactions, or suspect your signature was forged on documents, you may be entitled to recover your losses through FINRA arbitration. Contact Haselkorn

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Financial Advisor Avinesh K. Shankar Faces FINRA Complaint Over $511,609 in Alleged Forgery and Excess Commissions

A former California financial advisor is at the center of a serious regulatory action that every investor should know about. According to FINRA’s BrokerCheck report (CRD# 6232970), Avinesh K. Shankar — formerly a registered representative with Pruco Securities, LLC in Roseville, California — was named a respondent in a formal FINRA complaint filed on February

Financial Advisor Avinesh K. Shankar Faces FINRA Complaint Over $511,609 in Alleged Forgery and Excess Commissions Read More »

Financial Advisor Lost My Money

Investigation Launched Into Tom Chapman at Aragon Family Office Alabama

Haselkorn & Thibaut has launched an investigation into James Thomas Chapman (“Tom Chapman”), a financial advisor currently registered with Aragon Family Office LLC based in Alabama. Investors who have worked with Mr. Chapman, particularly during his tenure at Equitable Advisors, LLC (formerly AXA Advisors, LLC), are encouraged to review their account statements and contact us

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