2025

Brett Rutherford of Capital Investment Group Investigated Over GWG Holdings Losses

Brett Rutherford, a broker with Capital Investment Group, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for his alleged involvement in the sale of GWG Holdings investments that have resulted in significant losses for investors. Investment fraud and bad advice from financial advisors can have devastating consequences for […]

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Financial Advisor Randall Berns and UBS Face Allegations of Misconduct

In a recent development, UBS Financial Services Inc. and its financial advisor, Randall Berns, are facing serious allegations from a client who claims to have been misled and subjected to improper financial practices. The client alleges that Berns delayed his rollover for three and a half months, lied about capital gains to prevent him from

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LPL Financial Advisor Sotiraq Qirjollari Faces Customer Dispute Over Unsuitable Investment Recommendations

Sotiraq Qirjollari, a registered broker and investment advisor with LPL Financial LLC, faces a pending customer dispute alleging unsuitable investment recommendations. According to the complaint filed on February 12, 2024, the customer claims that Qirjollari recommended an inappropriate portfolio of investments between March 2017 and March 2020. The dispute, which involves mutual funds, is currently

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