Non-Traded REIT Valuations 2026: Which Products Are Frozen? Table of Contents Toggle Non-Traded REIT Valuations 2026: Which Products Are Frozen? The Non-Traded REIT Valuation Crisis: Where Things Stand Current Status of Major Non-Traded REIT Products NorthStar Healthcare REIT Griffin-American Healthcare REIT IV (Now Peakstone REIT) Carter Validus Mission Critical REIT InvenTrust (Formerly Inland American Real […]

Investment Fraud Cases 2026: Key Wins and Lessons Table of Contents Toggle Investment Fraud Cases 2026: Key Wins and Lessons Why 2026’s Investment Fraud Cases Matter to You Case 1: $4.8 Million Award Against Major Wirehouse for Reg BI Violations What Happened The Legal Issues The Outcome What Investors Can Learn Case 2: $2.9 Million

2026 FINRA Enforcement Recap: Major Actions and Fines Table of Contents Toggle 2026 FINRA Enforcement Recap: Major Actions and Fines FINRA Enforcement in 2026: The Big Picture Top 5 FINRA Enforcement Actions of 2026 1. $14.5 Million Fine Against National Brokerage Firm for Systemic Reg BI Violations 2. $9.8 Million Fine for Elder Financial Exploitation

Broker Switching and Replacement: When It’s a Violation Table of Contents Toggle Broker Switching and Replacement: When It’s a Violation What Is Switching and Replacement? Why Brokers Do It New Commissions Product Quotas Sales Contests Higher-Payout Products Common Switching Patterns Anuity-to-Annuity Replacement Mutual Fund Switching Stock-to-Product Conversion Policy Replacement in Life Insurance FINRA Rule 2111:

Broker Misconduct: 10 Common FINRA Violations to Know Table of Contents Toggle Broker Misconduct: 10 Common FINRA Violations to Know 1. Unsuitable Recommendations 2. Churning 3. Unauthorized Trading 4. Misrepresentation and Omission 5. Selling Away 6. Failure to Supervise 7. Unauthorized Outside Business Activities 8. Conversion and Theft 9. Excessive Concentration 10. Switching and Replacement