Key Takeaway: Former Kestra Investment Services advisor Brian R. Thomas (CRD# 4243411) of Bloomfield Hills, Michigan has been suspended by FINRA and fined $5,000 after he borrowed $50,000 from a firm customer without written notice or approval, then was discharged by Kestra in April 2026. Thomas repaid the loan with interest, but the incident adds […]

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has launched an investigation into Joshua Belcher (CRD# 6106238), a Colwich, Kansas-based financial advisor previously registered with Edward Jones and now serving as an investment adviser with Convergence Financial. Our firm is closely monitoring regulatory and employment disclosures involving Mr. Belcher’s professional conduct as we continue

Haselkorn & Thibaut, P.A. — former Wall Street defense lawyers with 95 years of combined experience — is actively investigating losses suffered by investors in the Pacific Oak Strategic Opportunity REIT (formerly known as the Resource Real Estate Opportunity REIT). If you or someone you know invested in this non-traded real estate investment trust and

FINRA censures Cape Securities for Reg BI failures in GWG L bond and leveraged ETF sales to senior investors, ordering $145,072 in restitution.

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an investigation into Mohammed Karim (CRD# 4419277), a former financial advisor based in Lakeland, Florida, who was most recently registered with Truist Investment Services. Our firm’s action comes in response to a growing body of regulatory disclosures and alleged misconduct documented in official