Haselkorn & Thibaut has formally opened an investigation into Ron Oliver (CRD# 1666760), a seasoned financial advisor based in Irvine, California with Stifel Nicolaus & Company. If you or someone you know has experienced losses while working with Mr. Oliver or Stifel, you may have important rights and options—this in-depth report is intended to help […]

Haselkorn & Thibaut has opened an investigation into Mark Alex Reffett, a financial advisor currently registered with Arkadios Capital in Atlanta, GA. If you are an investor concerned about your account or curious about the advisor’s record, this detailed research report will help you understand any history of complaints, key red flags, and what steps

J.P. Morgan Securities just took another hit from regulators. In a recent settlement with FINRA (AWC No. 2020067014002), the firm agreed to sanctions over compliance and supervision failures that fell short of industry rules and investor expectations. While the firm settled without admitting or denying the findings, the case adds to a growing pattern of

Haselkorn & Thibaut has opened an investigation into Mac McIntyre, an Oakbrook Terrace, Illinois financial advisor currently registered with B. Riley Wealth (CRD# 2839149). If you are an investor with concerns about your portfolio or have questions regarding the handling of your investments, this overview is designed to keep you informed, help you spot warning