Haselkorn & Thibaut has opened an investigation into Robert J Kimble (CRD# 5962211), a Financial Advisor in White Hall, WV, currently with LPL ENTERPRISE, LLC. If you have worked with Robert Kimble, have concerns about your investments, or wish to understand any red flags or complaints regarding your accounts, this comprehensive report will help you make an informed decision about your financial future.
Who is Robert J Kimble of LPL ENTERPRISE, LLC in White Hall, WV?
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Robert J Kimble, also known as Rob Kimble or Robert Jay Kimble, is an active financial advisor registered as both a broker and investment advisor with LPL ENTERPRISE, LLC (CRD# 8733). With six years of experience in the financial industry, Kimble services clients in multiple states, focusing largely on the Mid-Atlantic and Southeast regions, operating out of White Hall, West Virginia. His professional trajectory has seen positions with several established broker-dealers, highlighting a relatively stable career path until multiple firm changes in 2024.
Summary of Professional Experience
| Firm | Role | Location | Dates |
|---|---|---|---|
| LPL ENTERPRISE, LLC | Broker & Investment Advisor | White Hall, WV | 11/2024 – Present |
| Pruco Securities, LLC | Broker | White Hall, WV | 2/2024 – 11/2024 |
| Prudential Financial Planning Services | Investment Advisor | White Hall, WV | 2/2024 – 11/2024 |
| Ameriprise Financial Services, LLC | Broker & Investment Advisor | Buckhannon, WV | 3/2019 – 12/2023 |
Kimble currently maintains registrations in 9 states and holds one FINRA registration, indicating authorization to conduct securities business and offer investment advisory services in those locations. His active status reflects current association and approval through FINRA, the main regulatory body overseeing U.S. brokers.
Client Complaints & Disclosures — The Complete Picture
One of the most important aspects when considering any financial advisor is their history of client complaints, regulatory actions, and disclosures. For Robert J Kimble, there is a single customer complaint on record—filed November 21, 2024, and currently pending resolution.
| Date | Status | Allegation | Requested Damages | Broker’s Response |
|---|---|---|---|---|
| 11/21/2024 | Denied (Pending Resolution) | Alleged failure to fully disclose charges, expenses, and fees related to an IRA annuity account transfer. | $7,000 | Kimble states: Client consolidation of two IRA accounts (including an annuity) was planned and values were confirmed before transfer. Lost paperwork delayed the transfer, causing it to occur outside the penalty-free window, resulting in a $7,000 surrender charge. Kimble asserts all disclosure protocols were followed and attributes the issue to administrative delays. |
No regulatory actions, employment terminations for cause, or additional complaints have been reported for Robert Kimble during his 6-year career.
For the original public record, investors can view Robert J Kimble’s FINRA BrokerCheck profile.
Red Flags & Areas of Caution for Investors
- Pending Customer Dispute: The existing complaint centers on fee transparency in a complex annuity transaction. While the amount ($7,000) is not excessive by industry standards, it is a reminder that investors should always request clear, written disclosure of all charges, particularly when moving retirement accounts or annuity products.
- Firm Changes in 2024: Robert Kimble moved twice in one year—first from Ameriprise Financial to Pruco/Prudential, and then to LPL ENTERPRISE, LLC. While such moves are not inherently problematic, frequent job changes may signal a period of transition or instability.
- Process and Documentation: According to Kimble’s response, clerical delays and lost paperwork led to the transfer being processed outside the penalty-free window and incurring charges. This underscores the importance for both clients and advisors to track all paperwork and deadlines, especially for transfers involving surrender periods.
Haselkorn & Thibaut’s Active Investigation
Haselkorn & Thibaut (investmentfraudlawyers.com)—a national securities fraud law firm with over 50 years of experience and a 98% success rate—has launched an investigation into Robert J Kimble’s activities on behalf of concerned investors. The firm has recovered millions for clients with a “no recovery, no fee” promise and is well-equipped to handle these complex matters. If you have questions regarding your experience with Robert Kimble or suffered losses after following his recommendations, you could be entitled to a recovery.
What Should Clients Do?
- Review Your Statements and Documentation: Examine your account transfer records, IRA or annuity contract paperwork, and any written communications closely. Are all fees, charges, and surrender periods clearly disclosed?
- Stay Alert for Patterns: While Kimble’s record shows only one pending dispute, watch closely for other adverse actions or repeated issues related to fee disclosures and transfer processing.
- Contact a Lawyer: Legal review with an independent securities fraud attorney from Haselkorn & Thibaut is free and confidential. You have nothing to lose—and you could potentially reclaim lost funds.
Get a Free, Confidential Consultation Today
If you believe you were not fully informed of the fees, charges, or risks during your account transfer or financial advisory relationship with Robert J Kimble of LPL ENTERPRISE, LLC, it is essential to act quickly. There are strict time limits to bring a claim. Protect your financial future by consulting with the trusted legal team at Haselkorn & Thibaut—they have a national reputation for investor advocacy and success.
Call 1-888-885-7162 now for your free case review. There are no fees unless you recover losses.
Haselkorn & Thibaut’s investigation is ongoing. If additional investors come forward or if new issues arise, these will be updated in future reports. Your experience may help others—share your story and get the guidance you deserve.
