Haselkorn & Thibaut, a nationally recognized securities law firm, has opened an investigation into Houston-based financial advisor Anthony John Robert Pucci (CRD #6120523) of Craft Capital Management LLC. If you’ve worked with Mr. Pucci or suffered investment losses under his management, this timely research report provides essential facts, possible red flags, and actionable next steps. Haselkorn & Thibaut offers free consultations to investors who may have been affected.
Who Is Anthony John Robert Pucci of Craft Capital Management (Houston, TX)?
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Anthony John Robert Pucci is a registered financial advisor and stockbroker, currently associated with Craft Capital Management LLC at 2400 Augusta Drive in Houston, Texas. With an industry history beginning in 2003, Mr. Pucci has held roles at several broker-dealers, including:
- Craft Capital Management LLC (Current, Houston, TX)
- Aegis Capital Corp. (April 2016 – August 2018, New York, NY)
- First Standard Financial Company LLC (March 2016 – April 2016, Staten Island, NY)
- Laidlaw & Company (UK) Ltd. (October 2015 – March 2016, New York, NY)
Beyond his professional mandates, Mr. Pucci has served as a fundraiser for Chai Lifeline (a charitable organization in New York), participated as a board member for the Bellaire Jewish Center, and operated Pucci Holdings LLC, which offers business consulting.
Complaints and Disclosures: What Investors Need to Know
Investment losses can occur for many reasons, but it is important to understand the advisor’s history and any red flags. Here are the key known customer disputes involving Anthony John Robert Pucci:
| Date | Allegations | Related Firm | Outcome |
|---|---|---|---|
| August 2019 | Unsuitable investments, breach of fiduciary duty, negligence, breach of contract (equity investments) | Aegis Capital Corp. | Settled for $13,500 |
| January 2020 (FINRA Case 20-00036) |
Unsuitability, breach of contract, breach of fiduciary duty | Unspecified | Settled on 2/4/2022 for $18,755 |
| September 2025 (FINRA Case 25-01901) |
Breach of fiduciary duty, unsuitable investments, material misrepresentations and omissions, breach of FINRA rules and contract (private placement investment) | Unspecified | Damages not yet specified |
Summary of Alleged Issues:
- Unsuitable investment recommendations – Recommending products that do not match the client’s financial goals, risk tolerance, or investment profile (potential violation of FINRA Rule 2111).
- Breach of fiduciary duty – Failing to put the client’s interests ahead of the advisor’s or firm’s, in contrast to requirements under the SEC’s Regulation Best Interest (Reg BI).
- Misrepresentation and omissions – Incomplete or misleading information about investment risks or features, possibly running afoul of FINRA Rules 2020 and 2010.
- Breach of contract and negligence – Failing to properly manage investments as promised in account agreements.
Haselkorn & Thibaut’s Perspective and Actions
Haselkorn & Thibaut, with a 98% success rate and millions recovered for clients nationwide, is closely monitoring the evolving situation involving Mr. Pucci. Based on the known dispute history, investors are encouraged to review their account activity if they have worked with Anthony Pucci.
What Does This Mean for Investors?
Not every customer complaint results in a finding of wrongdoing, but the pattern of allegations – particularly related to unsuitability and fiduciary responsibility – deserve careful attention if you’ve experienced similar issues or unexpected losses.
How to Check Your Advisor’s Disciplinary Record
Investors can always check the most up-to-date information for Anthony John Robert Pucci using FINRA BrokerCheck. Input his CRD #6120523 to view current status and recent disclosures. Stay proactive: review your account statements and communications for any unrecognized trades or investments that you don’t fully understand.
When Should You Seek Legal Advice?
- If you lost money after following investment advice from Anthony John Robert Pucci or observed unexplained trading or investment choices.
- If your investments did not match the objectives you communicated to your broker.
- If you were not fully informed of the risks or characteristics of investments you purchased.
- If you have outstanding questions about how your account has been handled.
Haselkorn & Thibaut handles investment fraud cases on a contingency basis—meaning you pay no legal fees unless a recovery is made on your behalf.
Contact Haselkorn & Thibaut Today
If you’ve suffered investment losses with Anthony John Robert Pucci or Craft Capital Management LLC, you owe it to yourself to get answers. Connect with an experienced investment fraud attorney for a free consultation and case review. Call Haselkorn & Thibaut at 1-888-885-7162 to discuss your options. Our team is dedicated to helping investors nationwide protect their rights and recover losses where possible.
With over 50 years combined experience, Haselkorn & Thibaut has helped thousands of clients nationwide. Don’t wait – get the professional guidance you deserve today.
