Haselkorn & Thibaut is currently investigating Jason Ferneau (CRD# 6136562), a Denver, Colorado-based financial advisor registered with Emerson Equity and operating as Ferneau Asset Management, in relation to recent private placement sales including Inspired Healthcare Capital. If you are an investor who engaged with Mr. Ferneau or invested through Emerson Equity offerings, read on to understand what this means and how to protect your interests.
Who Is Jason Ferneau? Background, Registrations, and Experience
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Jason Ferneau is a financial advisor with 12 years of experience in the securities industry. Operating out of Denver, Colorado, Mr. Ferneau is registered with Emerson Equity as both a broker and investment advisor as of 2025, and conducts business under the trade name Ferneau Asset Management. His professional track record also includes previous roles at Kingswood Capital Partners, Benchmark Investments, BFC Planning, and Berthel Fisher & Company Financial Services.
Mr. Ferneau has passed the following industry licensing exams:
- Securities Industry Essentials (SIE)
- Uniform Combined State Law Examination (Series 66)
- General Securities Representative Examination (Series 7)
He currently holds licenses in 18 states, enabling him to serve a broad investor base.
Recent Developments: Inspired Healthcare Capital and Emerson Equity
A key reason for heightened scrutiny of Jason Ferneau stems from his role in connection with Inspired Healthcare Capital, a senior living development firm that recently filed for bankruptcy protection. According to regulatory filings, Mr. Ferneau was listed in a Form D as an advisor for Inspired Healthcare, which sold private placements and alternative investments through a network of broker-dealers, including Emerson Equity.
Investment industry sources report that Inspired Healthcare raised hundreds of millions of dollars from investors, with over $100 million collected in fees and commissions tied to products like private placements and Delaware Statutory Trusts. Many investors have since reported that their distributions have stopped with little clarity on what will be recovered after bankruptcy proceedings. Emerson Equity, Mr. Ferneau’s broker-dealer firm, was instrumental as the marketing and sales conduit for these offerings and is currently under a court order to disclose documents relevant to these transactions.
Importantly, this is not the first high-profile bankruptcy involving securities sold by Emerson Equity. The firm was also the lead seller of private bonds issued by GWG Holdings, which defaulted on $1 billion in “L bonds” before entering bankruptcy in 2022.
Red Flags and Risks for Investors: What’s at Stake
Clients working with Jason Ferneau or Emerson Equity should be aware of several key risks and red flags highlighted by these events:
- Private Placement Risks: These investments are high risk, often illiquid, and may not be suitable for all investors. They are not subject to the same disclosure requirements as public offerings, increasing risk of loss.
- History of Large Losses: Both Inspired Healthcare and GWG Holdings entered bankruptcy after selling complex investment products, putting investor capital at substantial risk.
- Potential Clawbacks: There are ongoing legal questions about whether commissions paid to brokers like Mr. Ferneau could be “clawed back” in bankruptcy to benefit creditors and investors, possibly impacting the recoverable funds.
- Use of Investor Funds: Court filings allege that Inspired Healthcare management used large sums for personal luxury purchases, diverting money away from business expenses and investor interests.
How Can You Check for Complaints or Regulatory Issues?
Investors have several resources to research potential complaints and regulatory actions regarding Jason Ferneau and his associated firms. Below is a guide to major sources and what you may expect to find:
| Resource | What to Look For | How to Access |
| FINRA BrokerCheck |
|
BrokerCheck (search “Jason Ferneau” or CRD# 6136562) |
| SEC Enforcement Releases | SEC administrative or legal actions involving Ferneau or his businesses | Search SEC’s enforcement archives by name |
| State Regulatory Filings | State enforcement actions, fines, or cease-and-desist orders | Visit your state securities regulator’s website |
| Court Filings (PACER/State Systems) | Civil lawsuits, arbitration claims, investor fraud allegations | Federal or state court records, PACER |
If no disclosures or formal complaints appear in these databases, it often means there are no public regulatory actions against the advisor as of the date you search (March 20, 2026). However, not all disputes are made public, and some private settlements may not be reported.
Known Complaints and Legal Actions Involving Jason Ferneau
As of the most recent review:
- No formal FINRA disclosures (including customer complaints or arbitration awards) are shown for Jason Ferneau as of March 20, 2026.
- No reported state or federal regulatory actions, suspensions, or fines involving Mr. Ferneau under his name or his businesses.
- No court judgments or criminal cases have been publicly linked to Mr. Ferneau or Ferneau Asset Management.
It’s important to remember, lack of a public record does not guarantee no history of investor-related issues. If you have experienced investment losses, especially in Inspired Healthcare Capital or other private placements, your circumstances may merit individual investigation.
What Should Investors in Denver and Nationwide Do Next?
If you were advised by Jason Ferneau or invested with Emerson Equity or Ferneau Asset Management and are now facing losses or uncertain returns, you don’t have to navigate the situation alone. Haselkorn & Thibaut (investmentfraudlawyers.com) is a national law firm devoted exclusively to recovering investment losses for clients. With over 50 years of combined securities law experience, a 98% success rate, and a “no recovery, no fee” policy, Haselkorn & Thibaut is well positioned to address your concerns and pursue potential recovery.
Get a Free Consultation Now
Contact Haselkorn & Thibaut today at 1-888-885-7162 for a free and fully confidential consultation regarding your investments with Jason Ferneau, Emerson Equity, or Ferneau Asset Management. Your questions will be answered personally by a securities attorney. You pay nothing unless you recover your losses.
If you have concerns about your investments, act quickly—deadlines for taking legal action may apply. Get peace of mind, take action, and regain your financial confidence.
