Haselkorn & Thibaut has opened an active investigation into Aaron P. Sevigny (CRD# 4314368) of United Planners Financial Services of America, following recently filed investor complaints and lawsuits related to high-risk alternative investments. If you believe you may have been affected, you are encouraged to seek a free, confidential consultation from Haselkorn & Thibaut at 1-888-885-7162.
Background on Aaron P. Sevigny:
Aaron P. Sevigny is a financial advisor with over 22 years of experience in the securities industry. He is currently registered with United Planners Financial Services of America and holds registrations in more than 30 states, including Florida, California, New York, Illinois, and Texas. Sevigny has been affiliated with Acadia Wealth Management as well, though this firm has not functioned as a broker-dealer.
Recent Investor Complaints & Civil Litigation (2026):
Investors need to be informed of several recently filed legal actions involving Aaron P. Sevigny and his employer, United Planners Financial Services of America. These developments may have implications for those who invested with Sevigny, particularly in alternative or private placement products.
Summary Table: Recent Complaints and Lawsuits
Filing Date | Status | Main Allegations | Damages Requested
January 20, 2026 | Pending | Securities Exchange Act violations (Section 10(b), Rule 10b-5); alleged RICO violations, conspiracy; fraud, fiduciary breach, negligence | $2,000,000
January 6, 2026 | Pending | Breach of contract; fraud and misrepresentation; state securities law violations; negligence, unjust enrichment, control person liability | $1,000,000
Description of Allegations:
– Multiple complaints and a civil lawsuit have been filed in 2026, seeking more than $3 million in combined damages.
– Among the allegations: the promotion of unsuitable, high-risk alternative investments to retirees and conservative investors, and a lack of adequate disclosure regarding hidden commissions and conflicts of interest.
– GPB Capital Holdings, a private placement investment product at the center of some complaints, was cited after federal regulators described it as operating in a manner similar to a Ponzi scheme.
– The lawsuit further alleges principal loss, excessive fees, and unanticipated tax consequences—all while portraying themselves as trusted retirement advisors.
– United Planners is accused of failing to restrict or properly supervise Sevigny’s sales of such investments, despite regulatory warnings and internal red flags.
Why Alternative Investments Are a Red Flag for Retirees:
– Private placements and alternative investments are typically very risky: limited liquidity (often cannot be resold easily), high selling commissions, and complex structures.
– For retirees, these products are generally unsuitable. Such investments can erode savings, create tax liabilities, and expose clients to unpredictable losses.
– High fees and conflicts of interest can create risk for investors without their full awareness due to inadequate disclosure.
Supervisory Failures Cited Against United Planners Financial Services of America:
– Plaintiffs allege United Planners failed to install reasonable supervisory protocols or halt Sevigny’s sales—even after multiple prior customer complaints and after learning of concerns with the products being sold.
– These supervisory oversights are significant under FINRA Rule 3110, which mandates broker-dealers to maintain systems to ensure regulatory compliance.
– The firm’s own regulatory history is referenced in some complaints, including past sanctions and requirements for restitution.
BrokerCheck Snapshot (as of Last Public Update):
– CRD#: 4314368
– Current Firm: United Planners Financial Services of America (since 2006)
– Former Affiliation: Acadia Wealth Management
– Licenses: Series 7, 66, and multiple state insurance licenses
– Customer Complaints: Five complaints reportedly filed in 2021 (related to similar allegations of unsuitable recommendations, according to previous data).
– Civil Litigation: One ongoing suit between Acadia Wealth Management and Sevigny concerning contract and fiduciary issues.
How Can Investors Protect Themselves?
If you experienced losses investing with Aaron P. Sevigny or United Planners Financial Services of America—especially in alternative or illiquid products—reviewing your situation with a professional can be critical. Investors may be able to pursue recovery of losses through FINRA arbitration or direct legal claims against the parties involved.
Why Choose Haselkorn & Thibaut?
Investors deserve a skilled, national legal team on their side. Haselkorn & Thibaut (investmentfraudlawyers.com) brings over 50 years of combined experience, a 98% success rate, and a proven record of millions recovered on behalf of clients. There are no upfront costs—you only pay if a recovery is made.
Key Takeaways: What Investors Should Do Now
– If you invested with Aaron Sevigny or United Planners, especially in GPB Capital or similar products, take immediate action.
– You can verify Sevigny’s registration through BrokerCheck (CRD# 4314368) and review complaint history or file a formal grievance if appropriate.
– Gather your account statements and documentation; a qualified investment fraud attorney can help you analyze the suitability, supervision, and transparency of any investments recommended.
Request Your Free Case Assessment:
If you or a loved one have concerns about alternative investment losses with Aaron P. Sevigny or United Planners Financial Services, call Haselkorn & Thibaut today at 1-888-885-7162 for a 100% confidential, free consultation. There is no obligation—and no recovery, no fee.
Stay proactive and protect your hard-earned retirement. Even if you are unsure whether your portfolio was affected, Haselkorn & Thibaut is available to review the options and help guide your next steps.
