Who is Zachary Abraham? A Closer Look at His Professional Background
Table of Contents
Zachary Abraham (CRD# 5595930) is an investment advisor based in Tacoma, Washington, with 16 years of securities industry experience. As of April 16, 2026, he is registered with Trek Financial, operating under the name Bulwark Capital Management. Previously, he worked with several firm(s) including Clear Creek Financial Management, Abraham & Company, Northwest Asset Management, CK Cooper & Company, and Wells Fargo Advisors. His credentials include passing the Securities Industry Essentials Examination (SIE), Series 7, and Series 66 exams, qualifying him to provide a broad range of securities and investment advice.
Regulatory Standing and Professional Licensure
- Current registration: Trek Financial (Bulwark Capital Management), since April 2026
- Previous registration: Clear Creek Financial Management, 2022–2026
- Securities licenses: Series 7, Series 66, SIE
- State license(s): Washington
Analyzing Customer Complaints and Allegations: What Investors Need to Know
| Complaint Date | Allegation | Amount Claimed | Disposition / Status |
|---|---|---|---|
| 11/15/2023 | Unsuitable recommendation of low-liquidity municipal bonds resulting in loss | $75,000 | Settled by the firm; $25,000 paid (no admission of wrongdoing) |
| 06/05/2024 | Misrepresentation of investment performance in a managed account | $50,000 | Pending; under review by the firm |
| 01/2026 | Unsuitable advice regarding annuities and stocks as representative of Clear Creek | $700,000 | Pending resolution |
Summary of Complaints:
Zachary Abraham’s BrokerCheck profile currently reflects three main investor complaints:
- One settled complaint regarding unsuitable municipal bond recommendations, resulting in a $25,000 payout by his former firm.
- One pending claim over alleged misrepresentation of investment performance in a managed account, with $50,000 in damages sought, under firm review.
- A pending large-scale complaint filed in January 2026 alleging unsuitable investment advice and product selection (specifically annuities and stocks) during his time at Clear Creek, with claimed damages of $700,000.
Regulatory and Legal Review: Additional Disclosures
- SEC Actions: No enforcement actions or administrative orders recorded as of June 2024.
- FINRA Actions: No disciplinary or regulatory actions (no fines, suspensions, or bars).
- Civil Litigation & Arbitration: No known lawsuits or arbitration cases personally naming Zachary Abraham as a defendant; no judgments or liens reported in public dockets as of latest review.
- Supervisory Issues: One internal notation (“failure to supervise”) at Clear Creek in April 2024, resolved with no formal violation.
- Financial/Criminal Disclosures: No bankruptcies, criminal charges, tax liens, or judgments on public record.
Key Points for Investors
- Mr. Abraham’s record shows no major regulatory sanctions or criminal disclosures.
- There have been multiple customer complaints—including a significant, currently pending $700,000 claim—citing concerns about suitability and representation of investments.
- Some complaints have been settled by his firm(s), yet with no formal admission of wrongdoing.
Understanding Suitability and Advisor Obligations
It’s important for all investors to know that under FINRA’s Suitability Rule 2111, advisors are required to ensure that any investment strategy or product they recommend is reasonably suited to the particular needs, risk profile, and financial objectives of each individual client. This involves diligent consideration of your age, experience, net worth, investment goals, and risk tolerance. When an advisor fails in these duties, investors may have the right to pursue a claim for recovery of losses.
Next Steps: Protecting Your Investments
If you’ve worked with Zachary Abraham—especially while he was registered at Clear Creek Financial Management or currently with Trek Financial/Bulwark Capital Management in Tacoma, Washington—and have questions about your investment experience, a professional review could be a wise decision. Even though large fraud is not alleged here, unsuitable recommendations and misrepresentations can significantly impact long-term returns and capital preservation.
Haselkorn & Thibaut has a proven track record—over 50 years of experience, a 98% success rate, and millions recovered for investors nationwide. There are absolutely no fees unless there’s a recovery made for you.
Your Free Investor Consultation
Acting promptly can help you better understand your options and preserve your rights. If you suspect your accounts may have been affected by unsuitable investment advice or misrepresentation—or just want peace of mind—a free, a no-obligation case review is available by calling 1-888-885-7162. All conversations are confidential; there is no commitment and no upfront cost.
Remember:
- Concerns about suitability, transparency, or performance should always be addressed immediately.
- Haselkorn & Thibaut’s experienced investment fraud lawyers are ready to help evaluate your unique situation and advise on next steps.
- No recovery, no fee—your interests always come first.
Don’t wait to seek clarity and support—get your questions answered, your options explained, and your financial future protected. Contact Haselkorn & Thibaut today at 1-888-885-7162.
