Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an active investigation into Ignacio Carlos Tejera (CRD# 4422696) of Truist Investment Services, Inc., based in Coral Gables, Florida. Our firm is responding to a growing number of reports and investor concerns regarding Tejera’s recommendations of high-risk NorthStar investment products. If you entrusted your funds to Ignacio Carlos Tejera and have suffered significant investment losses, it is crucial to understand your legal rights and options for recovery. Our former Wall Street defense attorneys now fight exclusively on behalf of individual investors like you, leveraging our insider knowledge to pursue recovery.
Why We Are Investigating Ignacio Carlos Tejera of Truist Investment Services, Inc.
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The focus of our current investigation is on multiple customer disputes and arbitration awards involving recommendations made by Ignacio Carlos Tejera, a registered broker and investment advisor in Coral Gables, Florida. Of particular concern to our attorneys are investor losses stemming from NorthStar fixed rate investment contracts, an investment product that is now drawing scrutiny from regulators and the securities bar. Our attorneys represent clients nationwide who have experienced losses due to aggressive or unsuitable sales practices involving complex, high-risk investments.
We base our investigation on three key factors:
- FINRA arbitration panels have already awarded millions of dollars to investors harmed by Tejera’s recommendations.
- Allegations include recommending investments that did not match clients’ needs and failing to fully disclose critical risks.
- Investors continue to come forward, suggesting ongoing and potentially widespread harm.
Who Is Ignacio Carlos Tejera (CRD# 4422696)?
Ignacio Carlos Tejera is currently a registered representative of Truist Investment Services, Inc. and Truist Advisory Services in Coral Gables, Florida. According to FINRA BrokerCheck, Tejera first registered in the securities industry in 2017 and has been with Truist since 2020. His registration history and background may reflect the credentials of an experienced financial advisor, but recent customer complaints and arbitration outcomes raise serious concerns about his investment practices.
Detailed Complaint Summary and Arbitration Results
Below is a specific, chronological account of allegations made against Ignacio Carlos Tejera and how claims have been resolved to date:
| Date/Period | Allegation/Event | Outcome/Status |
|---|---|---|
| October 2020 | Investor filed a complaint alleging an unsuitable recommendation of NorthStar fixed rate contracts. | Case settled for $300,000 in January 2022. |
| September 2024 | FINRA arbitration claim alleged high-risk, unsuitable NorthStar recommendations and insufficient disclosure. | Panel awarded investor $2,751,820.60 in March 2026. |
| Ongoing | Total investor recoveries connected to Tejera recommendations now exceed $3 million; three customer disputes are recorded on BrokerCheck. | These red flags may point to broader misconduct. |
Key Red Flags for Investors
If you worked with Ignacio Carlos Tejera at Truist Investment Services, Inc., you may have encountered the following red flags:
- High-Risk Investment Recommendations: Promotion of NorthStar fixed rate investment contracts that may have been unsuitable for certain investors and carried risks not fully disclosed at the time of sale.
- Failure to Disclose Risks: Allegations that clients were not clearly informed about the possibility of being unable to redeem funds due to later events, including a corporate sale affecting NorthStar’s ability to honor obligations.
- Repeated Complaints and Arbitration Outcomes: Multiple clients filing similar claims can indicate persistent issues in an advisor’s recommendations or sales practices.
- Large-Scale Investor Losses Already Awarded: FINRA awards and settlements exceeding $3 million underscore the seriousness of these allegations.
A Closer Look at NorthStar Investment Products and Sales Practices
NorthStar fixed rate investment contracts are a type of guaranteed investment contract (GIC) that were marketed as stable, predictable sources of income. Tejera and other advisors allegedly represented these products as safe and suitable for conservative investors. However, as reflected in multiple arbitrations, significant risk factors, including illiquidity and the impact of issuer insolvency or a corporate sale, may have been minimized or insufficiently disclosed.
When NorthStar underwent a corporate sale, many contract holders allegedly discovered that redemption requests would not be honored. The resulting financial harm was substantial for investors who believed their funds were secure. These events are central to both prior recoveries and our ongoing investigation into Ignacio Carlos Tejera and Truist Investment Services, Inc.
Current Public Records and Regulatory Actions
As of the latest publicly available records, no formal regulatory actions, SEC administrative proceedings, or state enforcement measures have been publicly disclosed against Ignacio Carlos Tejera. However, customer complaints and arbitration outcomes are important warning signs that can sometimes precede regulatory action. Our firm continues to monitor relevant public records and databases and will evaluate new information as it becomes available.
How Our Attorneys Can Help You Recover Losses
With a 98% success rate across hundreds of investor claims, 95+ years of combined securities law experience, and involvement in over $520 million in securities matters, our attorneys understand the strategies broker-dealers and advisors use to defend against investor claims. We bring insider knowledge from our former Wall Street defense backgrounds and now use that experience exclusively for individual investors.
Our firm has earned Martindale-Hubbell AV Preeminent recognition and Super Lawyers honors. Clients have also awarded us 5.0-star reviews. We handle matters on a contingency basis, meaning there is no fee unless we recover money for you. We are committed to pursuing your financial recovery with experience, focus, and determination.
Take Action: Free Case Review With Investment Fraud Attorneys
If you suffered losses after working with Ignacio Carlos Tejera at Truist Investment Services, Inc., you are not alone. Our attorneys are available now to review your circumstances and discuss potential recovery options. You may have a strong claim, but deadlines may apply, so timely action is important.
- Consultations are free and confidential.
- No fee unless we recover funds for you.
- Call 1-888-885-7162 now or submit your information through our secure online form.
- Let our experience, resources, and investor-focused advocacy begin working for you today.
Do not let investment losses go unanswered. Contact our attorneys for a complimentary, no-obligation review of your potential claim.
