Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an independent investigation into Kevin Birkner (CRD# 5831301), a registered financial advisor and broker with Morgan Stanley in Shrewsbury, New Jersey. Investors who have worked with Mr. Birkner—and have concerns about their accounts, the soundness of investment recommendations, or any recent losses—should understand their rights and options. Our attorneys have over 95 years of combined securities law experience and have handled hundreds of investor claims with a 98% success rate. We offer a free and confidential consultation at 1-888-885-7162 for those seeking guidance on potential recovery of losses.
Background: Who Is Kevin Birkner?
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Kevin Birkner is currently registered in Shrewsbury, NJ, as both a broker and investment advisor with Morgan Stanley. With 15 years of securities industry experience, he has passed six key industry exams and holds 53 state licenses. His employment history includes prior registrations with firms like UBS Financial Services, Woodstock Financial Group, Rockwell Global Capital, First Midwest Securities, and John Thomas Financial. As of May 2026, Mr. Birkner is still registered with Morgan Stanley, engaging with individual investors nationwide.
Investor Complaints: Detailed Review of Red Flags
All investors should scrutinize the public record and know the material red flags concerning their advisors. Our firm’s review has identified the following specific investor complaints and disclosures related to Mr. Birkner:
| Date Filed | Allegation | Status | Damages Sought | Advisor’s Response |
|---|---|---|---|---|
| April 2026 | Misrepresentation of options investments while at Morgan Stanley. | Pending | $1,439,541 | Denies all allegations; asserts wrongful accusation. States that the account was discretionary, no client approval needed, and that he did not execute trades. Claims portfolio increased in value and that client withdrawals reduced the account. Contends that the client missed a stock dividend but was compensated via portfolio gains. |
| 2017 | Allegedly made risky transactions while with UBS Financial Services. | Closed – No Action Taken | Unspecified | No finding of wrongdoing or liability. |
What Are Misrepresentation Allegations?
Investors rely on accurate, complete, and honest information from their advisors. The complaint against Kevin Birkner alleges misrepresentation regarding options investments—a serious red flag. Misrepresentation involves providing misleading, false, or incomplete information that can influence an investor’s decision.
- FINRA Rule 2020 expressly prohibits any transactions or sales induced by “manipulative, deceptive, or other fraudulent devices.”
- If an advisor fails in this duty, and you suffer financial loss, you may be entitled to recover funds and damages.
- Even if the advisor claims the account was discretionary or that they did not directly execute trades, the regulatory standards require all representatives to uphold a duty of fair dealing, loyalty, and full disclosure.
Our attorneys regularly represent investors nationwide in matters alleging similar misconduct. We use our former Wall Street defense “insider knowledge” to uncover the true nature of the losses and aggressively advocate for clients harmed by deceptive practices.
Regulatory and Legal Search Results
To further assist investors, we dug deep into all major public databases. Below is a summary of what our research unearthed as of June 2024:
- FINRA BrokerCheck: The report as of June 2024 shows no customer complaints, regulatory actions, or civil litigation awarded claims involving Kevin Birkner (CRD# 5831301).
- SEC ENF & EDGAR: No enforcement actions, civil orders, or administrative proceedings found relating to Mr. Birkner.
- Federal & State Court Records: No federal lawsuits or New Jersey state cases involving Mr. Birkner identified in PACER or local judiciary databases.
- Industry News/Press: No media or press reports of further disputes, lawsuits, or government investigations at the current time.
The Takeaway: Ongoing Monitoring & Investor Protection
It is essential to recognize that the presence of a pending, multimillion-dollar complaint for misrepresentation is a material issue—especially when it exceeds $1.4 million in alleged damages. If you invested with Kevin Birkner at Morgan Stanley in Shrewsbury, NJ, and have concerns about options investments or experienced a significant portfolio decline, you may have a right to recovery. Our attorneys have been recognized in the Top 2% of peers (Martindale-Hubbell AV Preeminent), are Super Lawyers-designated, and maintain a perfect 5.0-star client review score.
The historical absence of formal disciplinary, regulatory, or court action thus far does not diminish the serious nature of the new complaint or the need for independent review of your situation. Securities law often favors investors—but only if they take timely action. Mistakes, omissions, or misconduct by investment professionals can often be traced through careful review of records, communications, and trading activity.
Protect Your Rights — Free Confidential Consultation
If you suspect that you have suffered investment losses due to actions by Kevin Birkner or Morgan Stanley—or if you have received questionable advice in your accounts—it is vital to consult with experienced securities lawyers. We represent individual and institutional investors with no recovery, no fee, providing the advantage of insider knowledge from our years on Wall Street.
- Free, confidential consultation—no obligation, ever.
- Deep experience handling multi-million dollar claims and aggressive recovery of investor funds.
- Every inquiry is personally handled by our attorneys, not case managers or intake administrators.
Take control of your future—Call us now at 1-888-885-7162 or submit a case evaluation request. Our investigation into Kevin Birkner is ongoing, and time is of the essence if you are considering recovery of losses. We fight for you because we know how Wall Street works from the inside out.
