Crown Capital Securities Lawsuits

Crown Capital Securities FINRA Lawsuits – Hugh Barndollar

Did you lose money with Crown Capital Securities, stock broker Hugh Barndollar? According to FINRA Brokercheck, Barndollar has been registered with Crown Capital Securities, L.P., in Land O’ Lakes, Florida, since 2013. He has been the subject of 2 customer complaints between 2010 and 2019. The most recent complaint disclosure is July 2019. “Claimant alleges …

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Ohio National Life Lawsuit

Ohio National Life Lawsuit and Rebating Allegations

Elisia Lattimer, an insurance agent and an ex-employee of Ohio National Life Insurance Co., filed a complaint and lawsuit against the company in the last part of 2019. The complaint filed with the Ohio Department of Insurance stated that the insurer violated state insurance laws through its handling of a customer’s insurance premiums. The complainant …

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Cetera Advisors Roger Owens

National Securities Corp FINRA Lawsuit

Haselkorn & Thibaut (InvestmentFraudLawyers.com) is currently investigating National Securities Corporation for allegations of financial advisor malpractice. This is a national investigation involving the sales practices and product sales of investment products to clients. Anyone who invested with National Securities Investors should be aware that the current (February 2020) FINRA Brokercheck report reflects 79 total disclosures. …

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Cetera Advisors Roger Owens

Cetera Advisors Roger Owens SUSPENDED – Investor Investigation

Haselkorn and Thibaut, InvestmentFraudLawyers.com, is investigating Roger Lee Owens, a former advisor with Cetera Advisors. We seek to talk to any customers, but specifically ones that have suffered significant investment losses while working with him. Cetera Advisors dismissed Roger Owens last year, alleging that he was involved in unapproved private investment transactions. Just a couple …

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royal alliance claim

Royal Alliance Fined After $3.8 Million Financial Advisor Theft

FINRA recently fined the Royal Alliance Associates, an independent broker-dealer, $400,000 for failing to properly supervise two of its brokers who independently stole 3.8 million from its clients. The brokers who found guilty of directing checks and wire transfers from their customers’ accounts two bank accounts belonging to companies they had created. In FINRA’s Letter …

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