The seriousness of allegations against a financial advisor should never be underestimated, as it can have significant impacts on both the advisor and their clients. Recently, a case has come to light involving Anthony Cross, a broker and investment advisor associated with The O.N. Equity Sales Company and currently with MML Investors Services, LLC (CRD […]

The world of finance is not without its pitfalls and perils, and one such incident has recently come to light. An allegation of serious financial misconduct has been made against Peter Po, an investment advisor at NI Advisors. The company, which is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm,

Investment fraud is a serious issue that can have devastating financial consequences for investors. One such case currently under investigation involves allegations against Steven Shaw of Comerica Securities, Inc. The allegations were filed by a client who claimed that the recommended investments were unsuitable based on his investment profile. These investments were made between 2017

The seriousness of a recent allegation against Nicholas Ignatowski, a representative of Ameritas Investment Company, LLC and LPL Financial LLC, cannot be understated. The complaint, lodged on September 5, 2023, alleges that Mr. Ignatowski misrepresented the features of variable annuity contracts over a period from 2011 to 2023. This case, currently pending under the FINRA