Cetera Advisors Roger Owens

Cetera Advisors Roger Owens SUSPENDED – Investor Investigation

Haselkorn and Thibaut, InvestmentFraudLawyers.com, is investigating Roger Lee Owens, a former advisor with Cetera Advisors. We seek to talk to any customers, but specifically ones that have suffered significant investment losses while working with him. Cetera Advisors dismissed Roger Owens last year, alleging that he was involved in unapproved private investment transactions. Just a couple …

Cetera Advisors Roger Owens SUSPENDED – Investor Investigation Read More »

royal alliance claim

Royal Alliance Fined After $3.8 Million Financial Advisor Theft

FINRA recently fined the Royal Alliance Associates, an independent broker-dealer, $400,000 for failing to properly supervise two of its brokers who independently stole 3.8 million from its clients. The brokers who found guilty of directing checks and wire transfers from their customers’ accounts two bank accounts belonging to companies they had created. In FINRA’s Letter …

Royal Alliance Fined After $3.8 Million Financial Advisor Theft Read More »

Summit Healthcare REIT

Summit Healthcare REIT Declines 30% – Investment Fraud Lawyers

Summit Healthcare REIT has declined in value on secondary markets by over 30%. It is a non-traded real estate investment trusts (REITs) that offer the broad spectrum of services for the buying, selling, leasing, and management of healthcare housing properties. Its shares have not been available for repurchase for many years now, and the company …

Summit Healthcare REIT Declines 30% – Investment Fraud Lawyers Read More »

FS Investment Corp III (FSIC III)

FS Investment Corp III (FSIC III) Gets 50% Offer

Have you suffered losses with FS Investment Corp. III (FSIC)? FSIC is sponsored by FS Investments, which was also known as Franklin Square Capital Partners. The FSIC III investment is a non-traded business development company (BDC). Mackenzie Capital Management LP previously made a tender offer at $5.00/share. The BDC stated the current value of $7.42/share, is significantly …

FS Investment Corp III (FSIC III) Gets 50% Offer Read More »

Scroll to Top