Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, represents investors who have suffered losses due to misconduct, unsuitable recommendations, or negligence at brokerage firms nationwide.
About Royal Alliance Associates
Royal Alliance Associates is a registered independent broker-dealer with the Financial Industry Regulatory Authority (FINRA).
Common investor complaints
Investors who have worked with Royal Alliance Associates have reported concerns including inadequate supervision, unsuitable variable annuity recommendations.
- Unsuitable investment recommendations
- Failure to supervise
- Overconcentration
- Unauthorized transactions
Call 1-888-885-7162 for a free case review.