Haselkorn & Thibaut, P.A.

Haselkorn and Thibaut, InvestmentFraudLawyers.com, specialize in fighting for investors nationwide and have offices in Florida, New York, Arizona, and Texas. We have over 50 years of experience and a 95% success rate.   Call us now for a free consultation at 1-800-856-3352 or email us at [email protected] No Recovery, no fee.

What is going on with Anthony Scaramucci’s SkyBridge Capital’s Losses

SkyBridge Capital, a global investment firm founded by Anthony Scaramucci, has faced significant financial setbacks. This article will explore the firm’s challenges and how Scaramucci has responded. We’ll also discuss investment fraud and how to protect yourself from it. On January 31st, Anthony Scaramucci participated in a hedge fund conference in Miami, discussing his ex-business […]

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Financial Advisor Antoine Souma Ordered to Pay Morgan Stanley $6.4 Million in Damages – BARRED

Former broker Antoine Souma has been ordered to pay Morgan Stanley nearly $6.4 million in compensatory damages related to two promissory notes paid to him as recruitment compensation. After a panel of arbitrators concluded that prohibited broker Antoine Nabih Souma (CRD# 4210987) owes his former employer, Morgan Stanley, $6.4 million in compensatory damages, national investment

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GWG L Bonds

GWG 2021: What is Going on with GWG L Bonds

Navigating the financial upheaval of GWG Holdings in 2021 can be challenging and unnerving for investors. One such significant development was the decline in their stock price by 49% between November 2021 and March 2022. This article will offer a thorough examination of crucial updates, developments, potential legal consequences and investor concerns surrounding this company during the turbulent period

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Convicted Forefront Capital Holdings Broker Gets SEC Inquiry for Fraud: Will Justice be Served?

The SEC has stated that it intends to start public administrative proceedings against a disbarred broker currently serving a lengthy prison term. According to BrokerCheck, New York resident Bradley Reifler, 63, who became a broker in 1986, was barred from the industry in 2018 for refusing to cooperate with the Financial Industry Regulatory Authority’s “investigation

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FINRA Fines Long Island Financial Group

FINRA Fines Long Island Financial Group for Reg BI Noncompliance

A broker-dealer was penalized by the Financial Industry Regulatory Authority (FINRA) for suspected violations of Regulation Best Interest (Reg BI), which shows the self-regulator is now actively going after businesses. Recently, IBM settled with three people over alleged violations of Reg BI. Reg BI, enacted by the Securities and Exchange Commission in June 2020, mandates

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