Haselkorn & Thibaut, P.A.

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Haselkorn & Thibaut Opens Investigation into Brandon Spano — What Investors Should Know

Haselkorn & Thibaut is investigating recent regulatory findings concerning financial professional Brandon Spano and is offering a free, no‑cost consultation to any investors who believe they may have been affected. Below we summarize the regulatory action, explain why it matters to investors, and set out concrete steps you can take if you had dealings with […]

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Fidelity fined after ex-employee stole $750K from stock-plan clients, FINRA says

Fidelity Brokerage Services has agreed to pay a $600,000 fine and accept a censure after regulators concluded the firm failed to adequately supervise an employee who misappropriated roughly $750,000 from stock plan participant accounts over nearly eight years, according to FINRA’s settlement and industry reports. Fidelity has reimbursed affected customers and terminated the employee. The

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FINRA’s $650,000 action against EFG Capital: What investors should know and how Haselkorn & Thibaut can help

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is monitoring FINRA’s recently announced censure and $650,000 fine against EFG Capital International, a Miami-based broker-dealer, for recurring anti-money laundering (AML) compliance breakdowns. While EFG resolved the matter without admitting or denying the findings, the action marks the second significant AML-related sanction against the firm in recent years and raises

FINRA’s $650,000 action against EFG Capital: What investors should know and how Haselkorn & Thibaut can help Read More »

Jason Leon Stock and Stronghold Capital Partners (Hedgehog Investments): Utah Regulatory Action Raises Serious Red Flags

In May 2025, the Utah Division of Securities issued an Emergency Order to Cease and Desist (Case No. SD-25-006) naming Hedgehog Investments LLC and multiple associated entities and individuals. Among those named were current and former investment adviser representatives (IARs) affiliated with Stronghold Capital Partners LLC, including Jason Leon Stock (CRD #6314780). The allegations and

Jason Leon Stock and Stronghold Capital Partners (Hedgehog Investments): Utah Regulatory Action Raises Serious Red Flags Read More »

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