If you invested in the USQ Core Real Estate Interval Fund and are now facing substantial losses due to the fund’s liquidation, you’re not alone—and you may have legal options to recover your money. Many investors were sold this product as a safe, income-generating portfolio diversifier, only to discover they were never told about the […]
Haselkorn & Thibaut is investigating recent regulatory findings concerning financial professional Brandon Spano and is offering a free, no‑cost consultation to any investors who believe they may have been affected. Below we summarize the regulatory action, explain why it matters to investors, and set out concrete steps you can take if you had dealings with
Fidelity Brokerage Services has agreed to pay a $600,000 fine and accept a censure after regulators concluded the firm failed to adequately supervise an employee who misappropriated roughly $750,000 from stock plan participant accounts over nearly eight years, according to FINRA’s settlement and industry reports. Fidelity has reimbursed affected customers and terminated the employee. The
Fidelity fined after ex-employee stole $750K from stock-plan clients, FINRA says Read More »
Most of us have made mistakes by picking an investment that cost us money or left us feeling uneasy. It’s easy to get confused when facing tough financial choices. We’ve all seen how common these moments are, and studies show almost half of investors regret at least one past decision. In this guide, we’ll show
Unsuitable Investment: What to Look For in Bad Financial Advisors Read More »
Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is monitoring FINRA’s recently announced censure and $650,000 fine against EFG Capital International, a Miami-based broker-dealer, for recurring anti-money laundering (AML) compliance breakdowns. While EFG resolved the matter without admitting or denying the findings, the action marks the second significant AML-related sanction against the firm in recent years and raises