Investment Fraud Lawyers

Haselkorn and Thibaut,, specialize in fighting for investors nationwide and have offices in Florida, New York, North Carolina, Arizona, and Texas. We have over 50 years of experience and a 98% success rate.   Call us now for a free consultation at 1-800-856-3352 or email us at [email protected] No Recovery, no fee.

News Report 1/26/18

On 1/8/18, an American Arbitration Award (AAA) was issued by a Panel against Allegis Investment Advisors in the amount of $911,000. Allegis is an investment advisor firm based in Boise, Idaho that offered customers a complex options trading strategy known as a spread strategy. In August 2015, strategy failed spectacularly causing customer losses of $39 …

News Report 1/26/18 Read More »

News Report 1/19/18

On 1/12/18, FINRA fined three broker-dealer firms and an individual member $187,500 for municipal securities rule violations, including improper charges, trade reporting violations, supervisory failures, and unsuitable recommendations. Davenport & Co., George K. Baum & Co., Cantor Fitzgerald & Co., along with Todd Kimm were all fined by FINRA. Kimm was alleged to be involved …

News Report 1/19/18 Read More »

News Report 1/16/18

Daniel T. Fischer, a financial consultant previously with Four Points Capital Partners, LLC in Melville, New York, appears to be the subject of a December 2017 SEC Complaint alleging that Fischer and another Four Points Capital Partners financial consultant, Zachary S. Berkey, recommended a high cost in-and-out trading strategy that may have been unsuitable for …

News Report 1/16/18 Read More »

Palm Beach Daily News features article by Matthew Thibaut & Jason Haselkorn

On Sunday, January 7, 2018, the?Palm Beach Daily News?featured an article authored by Partners Matthew Thibaut and Jason Haselkorn. The article was a part of a publication supplement sponsored by the Palm Beach Estate Planning Council. Mr. Thibaut serves as the Chair of the Supplement Committee and Secretary of the Palm Beach Estate Planning Council. …

Palm Beach Daily News features article by Matthew Thibaut & Jason Haselkorn Read More »

Scroll to Top