Financial Advisor Lost My Money

Rogers Haydon Raymond James Investigation: Atlanta Stockbroker Under Scrutiny

Rogers Haydon – Atlanta, GA Stockbroker Investigation: What Investors with Raymond James & Associates Need to Know Haselkorn & Thibaut has launched an independent investigation into Rogers Haydon, a former registered representative of Raymond James & Associates, Inc. in Atlanta, GA (CRD#: 4452565). Whether you are a current or former client, understanding your rights and […]

Rogers Haydon Raymond James Investigation: Atlanta Stockbroker Under Scrutiny Read More »

Financial Advisor Lost My Money

Law Firm Investigates Earl Newsome of LPL Financial Over Investor Complaints

Haselkorn & Thibaut Launches Investigation into Earl Newsome – LPL Financial Advisor, Spring, Texas Haselkorn & Thibaut, a national securities fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for clients, has opened an independent investigation into investor complaints involving Earl Newsome (CRD# 2436856), currently registered with LPL

Law Firm Investigates Earl Newsome of LPL Financial Over Investor Complaints Read More »

Carl Zeidler Of Hornor Townsend & Kent Faces Allegations Of Unsuitable Annuity Sales And Disclosure Failures

Carl Zeidler, a former broker with Hornor, Townsend & Kent, Inc. (CRD 4031), is facing allegations of unsuitable annuity product sales and failure to disclose crucial information to clients. According to the pending customer dispute filed on January 3, 2024, Zeidler allegedly presented an annuity product without offering alternative options and failed to explain the

Carl Zeidler Of Hornor Townsend & Kent Faces Allegations Of Unsuitable Annuity Sales And Disclosure Failures Read More »

Financial Advisor Lost My Money

Law Firm Investigates Joseph Frederick Eschleman of Purshe Kaplan Sterling Investments

Joseph Frederick Eschleman: Investigation Underway by Haselkorn & Thibaut Haselkorn & Thibaut (investmentfraudlawyers.com), a national law firm focused on securities fraud recovery, has launched an investigation into Joseph Frederick Eschleman (CRD #3237843), a Sacramento, CA-based financial advisor affiliated with Purshe Kaplan Sterling Investments and Towerpoint Wealth, LLC. Our goal in this report is to provide

Law Firm Investigates Joseph Frederick Eschleman of Purshe Kaplan Sterling Investments Read More »

FINRA fines Independent Financial Group $100,000 — a detailed look for investors and advisors

FINRA recently sanctioned Independent Financial Group LLC (IFG) with a $100,000 fine and a censure after finding the firm allowed a suspended registered representative to continue conducting activity from April through November 2022. IFG agreed to the settlement without admitting or denying the findings and waived any defense based on inability to pay. Below is

FINRA fines Independent Financial Group $100,000 — a detailed look for investors and advisors Read More »

Scroll to Top