Janet Doherty, a former broker and investment advisor with Cetera Advisors LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, for allegedly transferring funds from clients’ fixed annuities to a variable annuity without proper authorization. The customer dispute, which was filed on January 11, 2024, and is currently pending, […]

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investor fraud investigation into Vincenzo P. Garganese (also known as Vicenzo Hart, Vincenzo Pietro Hart, CRD# 6760844), a financial advisor registered with MML Investors Services, LLC (CRD #10409) in Portland, Maine. If you are a current or former client of Vincenzo P. Garganese,

Morgan Stanley and one of its financial advisors, Drew Reinhardt (CRD# 1234567), are facing allegations of excessive trading and unsuitable investment recommendations, according to a recent customer dispute filed with the Financial Industry Regulatory Authority (FINRA). The client alleges that Reinhardt recommended investing in mortgage-backed securities, which resulted in excessive trading designed to generate commissions

Haselkorn & Thibaut, a leading national investment fraud law firm, has opened an investigation into Robert Dean Coffin (also known as Bob Coffin) of The Villages, FL, currently registered with Cambridge Investment Research, Inc. If you are a current or former client of Bob Coffin, it’s vital to understand your options and whether red flags

Nancy Martinez, a broker and investment advisor with CUSO Financial Services, L.P. (CRD 42132) in California, is facing a pending customer dispute alleging misrepresentation related to real estate securities. The complaint, filed on January 11, 2024, seeks damages of $500,000. Martinez has been registered with CUSO Financial Services since June 21, 2011, and her FINRA