Financial Advisor Lost My Money

Financial Advisor Jessica Jung Under Investigation by Law Firm

Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience and a 98% success rate, has opened an investigation into Jessica Jung, a financial advisor currently registered with Cambridge Investment Research and operating as Vast Wealth Advisors in Brentwood, Tennessee. This investigation follows recent investor complaints and regulatory actions that […]

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Tamara Glenn Of LPL Financial Faces Customer Dispute Over Alternative Investment Recommendations In Michigan

Tamara Glenn, a former broker and investment advisor associated with LPL Financial LLC (CRD 6413), is facing a pending customer dispute alleging unsuitable investment recommendations in alternative investments. The complaint, filed on January 5, 2024, specifically questions the suitability of an investment in HTI, a direct participation program (DPP) and limited partnership (LP) interest in

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Fidelity fined after ex-employee stole $750K from stock-plan clients, FINRA says

Fidelity Brokerage Services has agreed to pay a $600,000 fine and accept a censure after regulators concluded the firm failed to adequately supervise an employee who misappropriated roughly $750,000 from stock plan participant accounts over nearly eight years, according to FINRA’s settlement and industry reports. Fidelity has reimbursed affected customers and terminated the employee. The

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Financial Advisor Lost My Money

Investigation Opens Into UBS Advisor Jack Ryan Riley Following Customer Complaints

Jack Ryan Riley – UBS Financial Services Inc., Warren, NJ | What Investors Should Know Haselkorn & Thibaut has opened an independent investigation into Jack Ryan Riley (CRD 4306836), a financial advisor at UBS Financial Services Inc. in Warren, New Jersey. If you invested with Mr. Riley and have concerns regarding your account, now is

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Eric Bailey Of Lincoln Financial Advisors Faces Scrutiny Over Alleged Unsuitable VUL Insurance Recommendation

In a recent development, a customer dispute has been filed against Eric Bailey, a registered representative of Lincoln Financial Advisors Corporation (CRD 3978) in Maryland. The claimant alleges that the Variable Universal Life (VUL) insurance policy recommended by Bailey in 2015 was unsuitable and not in her best interest. The disclosure, which was denied on

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