Scot Barringer: A Closer Look at Investor Complaints and Regulatory Actions

At Haselkorn & Thibaut, we’ve handled countless calls from investors who felt something was off. Often, it’s a gut feeling. For those who’ve crossed paths with Scot Barringer, formerly of WestPark Capital, that gut feeling may be justified. Barringer’s FINRA BrokerCheck report tells a story that deserves attention. And as attorneys who represent investors across […]

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Todd Leightey: What Investors Should Know Before Trusting Their Nest Egg

When it comes to your money, trust is everything. And as any seasoned investor will tell you, not all financial advisors play by the same rules. Some offer sound guidance; others steer clients down a risky path. One name raising eyebrows recently? Todd Leightey, a broker affiliated with Northwestern Mutual Investment Services. Let’s break this

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Billy Aycock of Cabin Securities Faces Allegations Over Ill-Advised Investments

Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc. (CRD 137608), is currently facing allegations of breach of fiduciary duty, breach of contract, negligence, negligent supervision, and violation of Illinois Securities Law. The customer dispute, filed on January 29, 2024, is pending resolution and involves claims related to investments in GWG L

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