Cynthia Giovacchino, a broker and investment advisor with SAIC Institutions, Inc., is currently facing allegations of misrepresenting structured barrier notes to a customer. The customer dispute, filed on January 30, 2024, is pending resolution and involves alternative investments and structured products. According to the disclosure on Giovacchino’s FINRA BrokerCheck profile, the customer alleges that Giovacchino […]

Roman Sazonov, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of misconduct and mismanagement of client funds. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who

Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc., is currently facing allegations of misconduct related to the sale of GPB Waste Management LP investments. The customer dispute, filed on January 30, 2024, is pending resolution and involves claims that the respondents failed to conduct reasonable due diligence on the investment product

Matthew Weglarz, a broker and investment advisor with Wells Fargo Clearing Services, LLC, is currently under investigation by Haselkorn & Thibaut, P.A., a national investment fraud law firm, following allegations of unsuitable investment recommendations. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may

Allstate Financial Services, LLC and its representative, Justin Phillips, are currently under investigation by the national investment fraud law firm, Haselkorn & Thibaut. The firm is examining allegations of forgery against Phillips, who has been a registered broker with Allstate Financial Services, LLC since October 21, 2020. According to the disclosure on Phillips‘ FINRA BrokerCheck