Investment fraud is far too common as many investors blame themselves for losses and don’t know they can recover their investment losses.
Wealthy individuals wage a constant battle to reduce their burden of income tax. Private placements of syndicated conservation easements seemed to catch the fancy of investors around 2010, again, as a means of reducing their income tax liability. Investors have been asking questions regarding a syndicated conservation easement. Our initial investigation has caused many red […]
Syndicated Conservation Easement Loss Recovery Read More »
William Neil “Doc” Gallagher ran a Ponzi scheme that bilked $32 million off investors over several years. He exploited the elderly and particularly worked his way around churchgoers who believed he was a Christian like them. Many of his victims don’t know how they are going to live. Here are what two of the victims
Preying on Seniors and Churchgoers, “Doc” Gallagher Loots $32 Million in Ponzi Scam Read More »
The number of investors swindled in the alleged Ponzi scheme masterminded by John J. Woods is understood to exceed 400. He was charged by federal regulators in August for defrauding investors by “running a massive Ponzi scheme for over a decade.” Along with Southport Investment Capital, an investment firm based in Chattanooga, Woods has been
Southport Capital “Horizon Private Equity” Ponzi Scheme Update Read More »
The Yield Enhancement Strategy (YES) of UBS Financial has invited one more Financial Industry Regulatory Authority (FINRA) arbitration claim for UBS Financial. This one has been filed by clients of Frank Frederick Baldwin and Brian Jay Donaldson. According to their BrokerCheck report, this opens the account of customer disputes for Baldwin while for Donaldson, though
More Claims Filed Against UBS Yield Enhancement Strategy (YES) Read More »
The SEC alleges Laguna Niguel, California-based TCFG Investment Advisors, LLC, TCFG affiliate broker-dealer TCFG Wealth Management, LLC, (TCFG Wealth) and Richard James Roberts – its president, CEO, and member of management – with making materially false and misleading statements and omissions related to ICT advisory client fee markings. An SEC complaint was filed at the
TCFG Wealth Management Advisor Charged By SEC – Investor Investigation Read More »