Haselkorn & Thibaut has opened an investor-focused investigation into San Diego, California-based financial advisor Troy Robertson (CRD# 6831574), a broker registered with Emerson Equity and an investment advisor with Copley Financial Group. If you have invested with Mr. Robertson or have concerns regarding your accounts, this overview is designed to give you the critical information you need as an investor, explain the current status of regulatory and investor complaints, and outline your options for a free case assessment with Haselkorn & Thibaut (1-888-994-8066).
Who is Troy Robertson?
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Troy Robertson is a financial advisor based in San Diego, California.
- Currently registered as a broker with Emerson Equity since 2024
- Registered investment advisor with Copley Financial Group since 2017
- Representative of Heritage Tax & Insurance
- Holds Series 7, Series 63, Series 65, and SIE securities licenses
- Licensed to operate in California, Indiana, and South Carolina
- Has over eight years of experience in the securities industry
Overview of Investor Complaints
Troy Robertson has two pending investor complaints filed in September 2025. These complaints represent significant alleged losses and raise questions about compliance with industry standards and obligations to investors.
| Date Filed | Allegations | Broker-Dealer | Damages Sought |
|---|---|---|---|
| September 2025 |
|
Emerson Equity | $100,000–$500,000 (pending) |
| September 2025 |
|
Emerson Equity | >$688,536.32 (pending) |
What Are the Main Red Flags for Investors?
When selecting or reviewing a financial advisor, it’s essential to watch for potential red flags that might indicate a higher risk for investors:
- Multiple pending customer complaints, with high-dollar alleged damages
- Allegations of breaches of contract and fiduciary duty
- Accusations concerning violations of Regulation Best Interest and various securities laws
- Misrepresentation or omission of material facts regarding investments
These are serious allegations—involving fiduciary responsibility, regulatory compliance, and investor disclosure—and merit careful attention for any current or potential clients.
Understanding Regulatory Background: Troy Robertson and Emerson Equity
FINRA’s BrokerCheck report as of April 2024 showed no recorded customer disputes, regulatory actions, bankruptcies, civil lawsuits, or investigations involving Troy Robertson. However, newly disclosed investor complaints as of September 2025 are now pending, and these substantially change the risk profile for the advisor. You can review the most current information by visiting FINRA BrokerCheck.
Regulatory reminder: FINRA Rule 2020 prohibits brokers from using any “manipulative, deceptive or other fraudulent device or contrivance” in relation to securities transactions. Misrepresenting or omitting material facts about investments is a direct violation and can result in financial liability for investment losses.
How Can Investors Protect Themselves?
Investors can take several steps to protect themselves when working with a financial advisor—especially one with pending disclosures:
- Monitor all account statements and transaction confirmations
- Request and carefully review all written disclosures and investment prospectuses
- Confirm advisor registration through official sources such as FINRA BrokerCheck
- Ask direct questions about any pending complaints or regulatory matters
- Seek a second opinion from a qualified professional or attorney if you have concerns
Why Haselkorn & Thibaut?
Haselkorn & Thibaut is a national investment fraud law firm with over 50 years of combined experience and a track record of recovering millions for clients. With a 98% success rate and their “no recovery, no fee” promise, they offer confidential, free consultations to help you understand your potential claims.
If you are concerned about your investments with Troy Robertson, or if you believe you may have suffered financial losses, reach out today. There is no cost to discuss your situation and explore potential recovery options.
Connect with Haselkorn & Thibaut — Get your free, no-obligation case assessment:
- Call: 1-888-994-8066
- Schedule a consultation with experienced investment fraud attorneys
- Benefit from “no recovery, no fee” representation
- Learn about your rights and next steps in a confidential, pressure-free way
Don’t wait—timely action can make a critical difference in your recovery options. With new complaints now pending against Troy Robertson with Emerson Equity, Haselkorn & Thibaut’s experienced team stands ready to guide investors through their choices and pursue opportunities for recovery.
For more detailed regulatory background and updates, visit FINRA BrokerCheck. Remember that recent complaints and pending filings can impact advisor suitability—and your next steps as an investor.
