Haselkorn & Thibaut has opened an investigation into Josiah Lederman, a financial advisor based in Fort Wayne, Indiana, registered with Concorde Investment Services and Concorde Asset Management (Lederman Financial Services). Our dedicated team, with over 50 years of combined experience and a national track record of millions recovered for investors, is committed to helping individuals who have experienced financial losses connected to investments recommended by Josiah Lederman. This comprehensive report aims to provide investors with clear and actionable information regarding Josiah Lederman’s disclosure history, background, potential red flags, and your options as an investor.
Who Is Josiah Lederman?
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Josiah Lederman (CRD# 6871359) is a financial advisor and broker currently based in Fort Wayne, Indiana. He is registered with Concorde Investment Services and serves as an investment advisor for Concorde Asset Management, conducting business as Lederman Financial Services. Mr. Lederman has eight years of securities industry experience and has held his registration with Concorde since 2018. He holds licenses in Florida, Illinois, Indiana, Nebraska, Ohio, and Pennsylvania.
- Firm: Concorde Investment Services, Inc.
- Advisor’s CRD Number: 6871359
- Office Location: Fort Wayne, Indiana
- Licenses: SIE, Series 7, Series 66
- States Registered: FL, IL, IN, NE, OH, PA
Complaint History & Disclosures
As of December 2025, a pending investor complaint has been filed against Josiah Lederman (per records in November 2025) alleging significant concerns. The complaint claims damages between $500,000 and $1,000,000 and makes multiple specific allegations:
- Breach of fiduciary duty
- Failure in supervisory responsibilities
- Unsuitable investment recommendation
- Lack of proper due diligence
These allegations, if substantiated, can raise serious questions for investors considering working with Josiah Lederman or those who have already invested under his guidance.
| Date Filed | Claimed Damages | Allegations | Current Status |
|---|---|---|---|
| November 2025 | $500,000–$1,000,000 | Breach of fiduciary duty, supervisory failures, unsuitable recommendation, due diligence failures | Pending |
Clarity on FINRA and SEC Disclosures
According to FINRA BrokerCheck (as of June 2024):
- No prior customer complaints were reported before the recent November 2025 filing.
- No arbitrations, regulatory actions, bankruptcies or terminations have been disclosed.
- No SEC enforcement actions or investigations involving Josiah Lederman appear in the SEC database.
Understanding Suitability and Investor Protection Regulations
The recent allegations reference unsuitable investment recommendations. Under FINRA Rule 2111, financial advisors like Josiah Lederman are required to make recommendations that are reasonably suitable based on the customer’s complete financial profile—including age, assets, income, investment goals, risk tolerance, and other factors. Failing to adhere to these standards may expose clients to undue risk and financial losses.
Brokers must perform thorough due diligence and always act in the client’s best interests. If you believe your investments were not suitable, or your advisor failed in their duties, you may have legal options for recovering losses.
Red Flags Investors Should Be Aware Of
- Pending customer complaints indicating possible issues with breach of duty or poor advice.
- Lack of prior disclosures does not guarantee current or future compliance—individual cases may take time to surface.
- Allegations of unsuitable recommendations and insufficient due diligence are among the most common reasons for investor complaints and industry disciplinary actions.
List of Known Complaints & Actions
- November 2025: Pending complaint seeking $500,000–$1 million in damages, citing breach of fiduciary duty and unsuitable investment advice.
To date, this is the only publicly reported complaint, but investors are urged to stay vigilant and monitor for updates.
What Should You Do If You Have Concerns?
If you invested with Josiah Lederman, Concorde Investment Services, or his affiliated practices and have experienced unexplained losses or feel your investments may have been misrepresented, your next steps are critical. Every situation is unique, but timely action could improve your chances of recovery and future protection.
- Document your communication and investment statements.
- Act quickly—deadlines may apply to potential claims.
- Seek experienced, independent review from an investor advocacy law firm.
Free, Confidential Consultation with Haselkorn & Thibaut
Haselkorn & Thibaut is a national law firm devoted to helping investors recover their losses. We offer a no-cost consultation, and you will pay nothing unless we recover your losses. With a 98% success rate and decades of experience handling investor claims—including many involving unsuitable recommendations and lack of due diligence—our team stands ready to help you find answers and take action.
Take the first step toward protecting your financial future:
- Call us today at 1-888-885-7162 to speak confidentially with an attorney.
- No recovery, no fee.
Your rights as an investor matter. If you have questions about Josiah Lederman, investments recommended by him, or concerns about your account with Concorde Investment Services, do not hesitate to reach out. Our team can guide you through your options and pursue recovery on your behalf.
Stay informed and protect your interests with a complimentary case review—call Haselkorn & Thibaut now at 1-888-885-7162.
