Haselkorn & Thibaut has opened an investigation into Maggie Huang (CRD# 6118992), a financial advisor registered with Equitable Advisors, LLC in Brooklyn, New York. With questions raised by investors and scrutiny of her record, it’s crucial for current and potential clients to be informed about her professional background, regulatory history, and any potential red flags. If you have concerns about investments handled by Maggie Huang or Equitable Advisors, LLC, you can get a free, confidential consultation by calling Haselkorn & Thibaut at 1-888-885-7162. No recovery, no fee.
Who Is Maggie Huang of Equitable Advisors in Brooklyn, NY?
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Maggie Huang is a registered broker and investment adviser with Equitable Advisors, LLC (CRD# 6627). She has been in the financial services industry for over 12 years, maintaining her career exclusively at Equitable Advisors based in New York, NY, with her primary office located in Brooklyn. Her longevity with one firm signals experienced navigation of the investment world, but it’s still vital to consider the full picture of her professional conduct and client interactions.
Professional Background and Industry Standing
Ms. Huang began her tenure with Equitable Advisors as a broker on January 28, 2013, and has held registration as an investment adviser since August 26, 2014. Throughout her career, Maggie Huang has accumulated 34 regulatory licenses (31 states plus national and SRO registrations), which reflect her capacity to service clients nationwide. Her areas of practice include both brokerage and advisory services, offering a wide scope of investment products such as securities and insurance products.
| Category | Details |
|---|---|
| CRD Number | 6118992 |
| Current Firm | Equitable Advisors, LLC |
| Years Registered | 12 |
| Primarily Located | Brooklyn, NY |
| Licenses/States | 31 States + FINRA Registration |
| Regulatory Actions | None |
| Complaints/Disclosures | 1 Customer Dispute (Closed – No Action) |
BrokerCheck & Registration Details
You can review additional registration information for Maggie Huang on FINRA BrokerCheck.
Complaints and Disclosures for Maggie Huang – Complete Details
Maggie Huang’s regulatory record includes one customer dispute, which is essential information for current and prospective investors:
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Customer Dispute Dated: November 8, 2024
Type: Customer Complaint (Closed – No Action)
Allegations: The client accused Maggie Huang of misrepresenting tax penalties and reducing the death benefit of an existing policy when recommending the replacement with a Variable Universal Life (VUL) insurance policy.
Amount Claimed as Damages: $27,000
Outcome: After review, the case was closed with no action taken—meaning no settlement was paid, and no disciplinary action was imposed against Ms. Huang.
There are no other disclosures: Maggie Huang has no reported regulatory actions, no criminal proceedings, no bankruptcy filings, no civil litigation, and no terminations for cause.
Risk Factors and Key Insights for Investors Working with Maggie Huang
While Maggie Huang’s record mostly reflects a stable and clean career, it’s important to look deeper into case specifics and client concerns:
- Single Recent Complaint: The one customer dispute occurred in late 2024 and centered on the sale of a complex insurance product—the VUL. Such products can carry fees and risks that are not always fully understood by investors. The case was closed with no action and no admission of wrongdoing, but it raises a flag for caution and underscores the need for clear communication.
- Extensive Licensing: Her ability to operate in over 30 states may mean she works with many clients, increasing the importance of reviewing any future complaints or regulatory filings.
- No Regulatory Actions: There are no findings or sanctions from FINRA, the SEC, or other authorities against Maggie Huang.
- Lengthy Tenure at One Firm: Her 12+ years with Equitable Advisors, LLC demonstrate firm loyalty, but investors should continually monitor for any emerging issues or changes to her disclosure history.
Haselkorn & Thibaut’s investigation aims to help investors understand whether their investment strategies and product purchases—especially those involving insurance-based investment products—were suitable, disclosed as required, and aligned with client goals.
What Should Investors Do if They Have Concerns?
If you have questions about advice or sales practices by Maggie Huang or are concerned about losses on Variable Universal Life insurance or other complex investment products, contact Haselkorn & Thibaut at 1-888-885-7162 for a free case review. Our team has over 50 years of combined securities law experience, a 98% success rate, and works nationally with no fees unless we recover for you.
- Review Your Statements: Make sure you understand all transactions and fees within your account.
- Request Written Explanations: If you participated in a product replacement or experienced unexpected costs, ask your advisor for thorough explanations and documentation.
- Know Your Rights: You are entitled to transparent, fair, and informed advice.
Haselkorn & Thibaut Can Help You Evaluate Advisor Recommendations
If you are an investor who worked with Maggie Huang or Equitable Advisors in Brooklyn, NY and have questions about your investments or the sale of Variable Universal Life policies, our law firm can help. We represent investors nationwide and have extensive experience handling cases involving insurance-based investment products, misrepresentation, and other advisor misconduct.
Call us now at 1-888-885-7162 to schedule your free, confidential case evaluation. There are no fees unless we recover for you.
Your financial security is important. If you want to ensure your advisor’s recommendations serve your best interests, or if you’ve experienced unexplained investment losses, Haselkorn & Thibaut is here to provide answers and guidance. Don’t wait—get the answers you deserve and the opportunity to recover your losses.
