Haselkorn & Thibaut, a national law firm dedicated to investor advocacy, has opened an investigation into Matthew Feldman (CRD# 7476790), a broker most recently associated with Park Avenue Securities LLC, with registrations in Anchorage, AK, as well as several other states. If you’ve invested with Matthew Feldman or have questions about your account, you may be eligible for a free case review. With over 50 years of experience and a 98% success rate, Haselkorn & Thibaut can help. Call 1 888-885-7162 for a free confidential consultation—there are no fees unless you recover.
Who is Matthew Feldman of Park Avenue Securities LLC in Anchorage, Alaska?
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Matthew Feldman is a registered securities broker with 3 years of experience in the financial services industry. According to records, Feldman was registered most recently with Park Avenue Securities LLC in Anchorage, AK, beginning in April 2025. Prior to this, he spent about three years at Northwestern Mutual Investment Services LLC in California and Wisconsin.
- **Current status:** As of January 1, 2026, Feldman’s FINRA registration is listed as Inactive due to Continuing Education requirements. Investors should confirm his regulatory status before engaging in any transactions.
- **Licensing:** Feldman holds (or recently held) active registrations in Alaska, California, Hawaii, and New York as a securities agent.
- **Professional background:** Previous experience includes sales management roles unrelated to finance at companies in California before entering the securities industry in 2022.
Customer Complaint Summary for Matthew Feldman
Reviewing industry databases, there is one reported customer dispute involving Matthew Feldman. Below is a detailed account of this disclosure, which is crucial for any investor considering doing business with this advisor.
| Date Received | Status | Product Type | Alleged Damages | Settlement | Resolution Date |
|---|---|---|---|---|---|
| 11/04/2024 | Denied | Mutual Fund | $0.00 (none stated; no amount determined) | None | 12/18/2024 |
- Allegations: The customer alleged that a transfer-on-death (TOD) brokerage account was misrepresented as comparable to a high-yield savings account and was not properly managed.
- Outcome: The firm—Northwestern Mutual Investment Services—investigated and denied the complaint, stating, “The Firm’s review found no evidence the customer was misled regarding the establishment of or rate of return for the transfer-on-death account, therefore the Firm found no basis to offer the customer compensation for any discrepancy in interest earned.”
- Damages & Settlement: No specific damages were identified by the client or the firm. No amounts were awarded or settled.
No other customer disputes, regulatory sanctions, civil, or criminal matters were reported as of the report date.
Employment History: Matthew Feldman
- Park Avenue Securities LLC (Anchorage, AK): Registered Representative (April 2025 – Present)
- Guardian Life Insurance Company (Anchorage, AK): Agent (April 2025 – Present)
- Northwestern Mutual Wealth Management Company (Milwaukee, WI): Representative (Dec 2022 – April 2025)
- Northwestern Mutual Investment Services LLC (Los Angeles, CA): Registered Representative (Feb 2022 – April 2025)
Prior to entering financial services, Feldman worked in sales and management at companies in the Los Angeles area, transitioning to securities industry roles in early 2022.
Outside Business Activities
Matthew Feldman has disclosed several outside business activities to regulators:
- Short-term rental property management via The House of Beersfeld LLC (Anchorage, AK and Los Angeles, CA)
- Outside insurance sales activities
- Ownership of rental properties that account for more than 10% of total annual compensation
- Business consulting via NUMBERS for management and sales strategies
This level of outside activity is significant and, though properly disclosed, investors should consider how it could affect the advisor’s time and focus on client accounts.
Professional Examinations and Licenses
- Series SIE (Securities Industry Essentials, 2022)
- Series 6TO (Investment Company Products/Variable Contracts Representative, 2022)
- Series 63 (Uniform Securities Agent State Law Exam, 2022)
No principal or supervisory exams and no reported professional designations as of January 2026.
Red Flags for Investors
- Inactive FINRA registration status (as of January 2026). This typically means the advisor is not currently authorized by FINRA to act as a registered representative until all continuing education requirements are met.
- Recent career transition. Changing broker-dealers (from Northwestern Mutual to Park Avenue Securities in April 2025) is not uncommon, but investors should carefully review account status, especially if transitions coincide with complaints.
- Outside business activities that generate significant income. It’s important to understand how these outside ventures may affect the time and resources devoted to your investment accounts.
What Should You Do Next?
Even a single customer complaint—regardless of outcome—should prompt a thorough review of your investment accounts and advisor relationships. Investors working with Matthew Feldman (Park Avenue Securities LLC, Anchorage, AK) or who have specific concerns about transfers-on-death, mutual funds, or any other investments are encouraged to do the following:
- Review your account statements for any discrepancies or transactions you don’t understand.
- Ask for clear written explanations of all account features, especially if the product was represented as “safe” or “high-yield”.
- Verify your advisor’s current registration and status via FINRA BrokerCheck.
Get a Free, Confidential Case Review
If you have questions about investments recommended or managed by Matthew Feldman, or if you have concerns related to Park Avenue Securities LLC or any other broker, contact Haselkorn & Thibaut today. With a team that has helped recover millions for investors nationwide and operates on a “No Recovery, No Fee” basis, you have nothing to lose.
Call 1 888-885-7162 or visit investmentfraudlawyers.com for a free, confidential consultation with an experienced investment-fraud attorney. Ensure your investments are protected and your questions answered.
This report is provided for informational purposes only and reflects publicly available data as of January 20, 2026. Each investor’s situation is unique. Haselkorn & Thibaut is an investment fraud law firm focused solely on representing investors nationwide.
