Haselkorn & Thibaut, a nationally recognized law firm dedicated to protecting investors’ interests, has opened an investigation into Todd N. Nuss, a Morgan Stanley financial advisor based in Beavercreek, Ohio. If you have concerns or experienced losses working with Mr. Nuss or his branch, this report is designed to provide clarity, outline the facts, and guide you on next steps to protect your financial future. For confidential, no-risk assistance, call 1-888-885-7162 for a free consultation with the investment fraud attorneys at Haselkorn & Thibaut.
Who is Todd N. Nuss?
Todd N. Nuss has been registered as a financial advisor and stockbroker since 2007. He is currently registered with Morgan Stanley at 4380 Buckeye Lane, Suite 200, Beavercreek, OH 45440. Mr. Nuss has also worked for other major firms:
– Citigroup Global Markets Inc. (Dayton, OH/New York, NY), 04/2007–06/2009
His professional credentials include:
– Registered with 4 self-regulatory organizations
– Licensed in 32 states and territories
– Passed SIE (10/01/2018), Series 7 (04/03/2007), and Series 66 (04/17/2007) exams
– Investment Adviser Representative (OH)
Public Record Overview: Complaint History and Red Flags
One of the most important concerns for any investor is whether their advisor has been subject to customer complaints or regulatory actions. Here’s what the most current publicly-available records show for Todd N. Nuss as of March 2026:
Source: FINRA BrokerCheck
Findings: No customer complaints, arbitrations, regulatory actions, civil judgments, liens, or criminal disclosures reported.
Source: SEC EDGAR & Litigation Releases
Findings: No SEC enforcement actions, administrative actions, or cease-and-desist orders involving Mr. Nuss.
Source: Federal and State Court Filings
Findings: No lawsuits, judgments, or bankruptcy filings identified on federal and state dockets relating to Mr. Nuss.
Source: Media & Professional Profiles
Findings: No negative press, regulatory alerts, or disciplinary histories from industry watchdogs.
However, it is critical to note a noteworthy settlement occurred in August 2023:
– $417,000 Settlement (Morgan Stanley, August 2023): A customer was compensated to resolve allegations that Mr. Nuss recommended a pension plan hire an outside money manager who failed to implement a liability-driven investment strategy with short-term duration. The strategy was alleged to be unsuitable for the customer’s objective (the activity period was from October 24, 2021, to October 24, 2022).
While this settlement was paid by Morgan Stanley, it underscores the importance of evaluating suitability and regulatory compliance when working with a financial advisor.
Key Regulatory Issues: Suitability & Investor Protection
The main complaint filed against Todd N. Nuss revolved around unsuitable investment recommendations:
– Recommending an investment strategy inconsistent with the client’s objectives potentially violates FINRA Rule 2111 (Suitability).
– Retail customer recommendations must also comply with SEC Regulation Best Interest.
The significant settlement paid in 2023 is a red flag that warrants investor scrutiny—even when an advisor’s record appears otherwise clean.
Protecting Yourself as an Investor
It’s wise to proactively review your accounts if you are or were a client of Todd N. Nuss or Morgan Stanley in Beavercreek, OH. Signs that may require further investigation include:
– Unexpected portfolio losses
– Investment strategies or products you don’t understand
– Large concentrations in certain assets despite your stated risk tolerance
– Lack of communication or transparency from your advisor
In some cases, investors can pursue financial recovery through FINRA arbitration, which is often faster and less costly than court litigation.
Current Status of Todd N. Nuss
– Currently registered and in good standing at Morgan Stanley in Beavercreek, OH
– Licensed in more than 30 states/territories
– No other reported instances of customer complaint, litigation, or regulatory action found in major public records searches
You can independently check licensing and complaint history at FINRA BrokerCheck (https://brokercheck.finra.org/) (enter CRD #5288692).
Haselkorn & Thibaut: How We Can Help You
Haselkorn & Thibaut is currently investigating matters related to Todd N. Nuss and Morgan Stanley. With over 50 years of experience, a 98% success rate, and millions recovered for clients nationwide, our firm is a proven leader in securities fraud and investment loss recovery.
– No recovery, no legal fee—Our firm works on a contingency basis, so you pay nothing unless we recover for you
– Free, confidential consultation—Call 1-888-885-7162 to discuss your situation with an experienced attorney who will treat your concerns with respect and privacy
– National representation—You can access our lawyers whether you are local to Beavercreek, OH or anywhere in the United States.
What Should You Do Next?
If you lost money with Todd N. Nuss or have questions about your Morgan Stanley investments, contact Haselkorn & Thibaut at 1-888-885-7162 today for a free case review. Our attorneys are ready to listen, investigate, and help you determine your options for potential recovery.
Your financial peace of mind matters. Take action to protect your rights—our team is here to help every step of the way.
Don’t wait—the sooner you consult, the sooner you may be able to pursue the recovery you deserve.
