Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has officially opened an active investigation into Daniel Coral Goodwin (CRD #5752768), a registered representative of Great Point Capital LLC, currently operating in The Woodlands, Texas. Our firm employs decades of insider knowledge gained from our time as former Wall Street defense attorneys to advocate on behalf of investors nationwide. If you suspect that you suffered investment losses while working with Mr. Goodwin or require clarity on his background and potential red flags, please contact our attorneys for a free, confidential consultation at 1-888-885-7162.
Below, we present our research findings, supported by our 98% success rate, 95+ years of combined securities law experience, over $520 million in handled securities matters, Martindale-Hubbell AV Preeminent and Super Lawyers designations, and a track record of 5.0-star client reviews. We invite you to take proactive steps toward recovery of your funds—remember, there is no recovery, no fee.
Background: Who Is Daniel Coral Goodwin?
Table of Contents
- Name: Daniel Coral Goodwin
- CRD Number: 5752768 (BrokerCheck Profile)
- Broker-Dealer: Great Point Capital LLC
- Other Employers: Accurate Wealth Management, Provident Wealth Advisors
- Other Affiliations: Provident Management LLC, Goodwin Financial Reality, Goodwin Financial Group (insurance), independent insurance agent
- Position: President & Managing Member, Provident Wealth Advisors
- Location: The Woodlands, Texas
Red Flags and Investor Concerns: What Should You Know About Daniel Goodwin?
Our attorneys have identified multiple red flags warranting further investigation into Daniel Goodwin’s investment practices with Great Point Capital LLC and his associated entities. Here is a comprehensive breakdown:
Current Pending FINRA Arbitrations
- March 2026 — FINRA Arbitration Case No. 26-00174: Allegations claim Mr. Goodwin, while at AAG Capital, recommended unsuitable direct participation programs (DPPs) and real estate securities. The claimant seeks $277,785 in damages, asserting the investments did not match their objectives or risk tolerance.
- April 2026 — FINRA Arbitration Case No. 26-00731: A separate pending action similarly alleges unsuitable recommendations in DPP and real estate securities, seeking $186,756 in damages. Again, unsuitable investment advice is the core issue.
Total claimed damages from these actions exceed $475,000. Both cases involve claims that Mr. Goodwin did not consider clients’ financial situations, objectives, or risk tolerance when making recommendations.
Summary Table: Complaints and Allegations
| Date Filed | FINRA Case No. | Nature of Allegation | Claimed Damages | Status |
|---|---|---|---|---|
| March 2026 | 26-00174 | Unsuitable recommendation of DPPs and real estate securities | $277,785 | Pending |
| April 2026 | 26-00731 | Unsuitable recommendation of DPPs and real estate securities | $186,756 | Pending |
Other Broker and Firm Affiliations Examined
- Current and prior associations include Accurate Wealth Management, Provident Wealth Advisors, AAG Capital, Gradient Advisors, and Gradient Investments.
- Additional business activities encompass insurance sales and independent asset management, which may present conflicts of interest or raise disclosure considerations.
Our In-Depth Records Check: Public Regulatory Review
As part of our investigation, we meticulously reviewed Daniel Coral Goodwin’s background across multiple regulatory databases as of June 2024:
- No customer-initiated written complaints reported
- No arbitrations or awards decided against him
- No civil lawsuits or regulatory actions (FINRA, SEC, or states)
- No bankruptcy or tax liens
- No reported media, news, or consumer alerts
Importantly, the pending FINRA arbitrations do not appear as formal findings or disciplinary actions at this time. However, these complaints should be treated seriously, as they suggest prior customers believe they received unsuitable investment recommendations—a leading ground for investment loss recovery through FINRA arbitration.
Frequently Asked Questions: Investor Concerns About Daniel Goodwin
- Can investors pursue recovery of losses from Daniel Coral Goodwin? Yes. Pending claims and patterns of unsuitable recommendations provide valid grounds for FINRA arbitration. Our attorneys are actively reviewing cases for affected investors.
- Is there a deadline to recover losses? Yes. Securities arbitration features strict time limitations—early action preserves your right to recovery.
- How much does it cost to investigate or pursue a claim? You pay no legal fees unless we recover funds for you (“no recovery, no fee”).
How Our Firm Fights for Investors
- We deploy insider knowledge from Wall Street defense experience to build cases and recover your investment losses.
- Our unique approach achieves a 98% success rate across hundreds of investor claims—one of the highest in the industry.
- We have represented claims involving Great Point Capital brokers and similar DPP/real estate product losses.
- Your consultation is free and confidential.
Next Steps: Protect Your Rights and Begin Recovery
If you lost money while investing with Daniel Coral Goodwin of Great Point Capital LLC in Texas, you deserve answers and the possibility of recovering your funds. Our investigation is ongoing, and our attorneys are available now.
- Call us at 1-888-885-7162 for a complimentary consultation with an attorney experienced in broker misconduct and investment loss recovery.
- Our review is confidential—there is no obligation.
- Act now to help ensure your rights are protected and your losses are addressed.
Take action today—your financial security may depend on it. Our entire team stands ready to fight as your advocate, utilizing the insight and resources that have made us a nationally recognized leader in investor recovery.
