Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has opened an independent investigation into Gabriel Martin (CRD# 7815903), a financial advisor operating in Covington, Louisiana, who formerly represented clients as a broker with LPL Financial and now serves as an investment advisor at Pelican Advisory. Our attorneys are closely examining recent investor complaints and regulatory records to help those who may have suffered losses recover their funds. With our 98% success rate in investor claims, over $520 million addressed in securities matters, and 95+ years of combined securities law experience, our firm stands ready to advocate for your recovery.
Our investigation is rooted in our experience as former Wall Street defense attorneys, giving you the benefit of our unique insider knowledge as we work to uncover brokerage practices that may have harmed investors in Louisiana, Mississippi, or Nationwide. If you or a loved one invested with Gabriel Martin and have concerns about your account, we urge you to call us at 1-888-885-7162 for a free and confidential consultation.
Background: Who Is Gabriel Martin?
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Gabriel Martin is a registered investment advisor with Pelican Advisory in Covington, Louisiana, and previously acted as a broker with LPL Financial from 2023 through 2024. According to records with the Financial Industry Regulatory Authority (FINRA) BrokerCheck and the Securities and Exchange Commission (SEC), Mr. Martin has approximately two years of securities industry experience and is currently licensed in Louisiana and Mississippi. He has passed the Securities Industry Essentials (SIE), Series 7TO, and Series 66 examinations.
Given his relatively recent entry into the industry, transparency and proper risk disclosure are especially crucial expectations for his clients. Investors deserve to know whether their advisors are adhering to the highest standards of honesty and care in every recommendation or transaction. That is why our team investigates not only current complaints, but also the advisor’s broader regulatory and litigation history.
Current Red Flags: Investor Complaint Filed Against Gabriel Martin
In March 2026, a significant red flag emerged. An investor lodged a complaint against Gabriel Martin stemming from his period as a broker with LPL Financial. The complaint alleges that Mr. Martin failed to adequately disclose risks associated with an investment recommendation. While damages remain unspecified, the allegations are pending and under review.
This complaint raises concerns regarding potential violations of FINRA regulations:
- FINRA Rule 2020: Prohibits brokers from effecting transactions through manipulative, deceptive, or fraudulent means, including the omission or misrepresentation of material facts.
- FINRA Rule 2010: Requires adherence to high standards of commercial honor and just and equitable principles of trade in the securities industry.
- FINRA Rule 2111: Mandates that recommendations be suitable for the investor, based on reasonable diligence and an understanding of the client’s profile and investment objectives.
When an advisor fails to meet these obligations, whether intentionally or negligently, clients may make unsuitable investment decisions and suffer preventable losses. Our attorneys have seen the significant financial and emotional toll such situations can create, underscoring the importance of swift action and skilled representation.
Public Disclosures: What Do the Regulatory Records Reveal?
As part of our comprehensive investigation, we have reviewed publicly available regulatory, litigation, and news sources relating to Gabriel Martin (CRD# 7815903). Our attorneys reviewed data from key sources including:
- FINRA BrokerCheck
- SEC enforcement records and EDGAR databases
- PACER federal and bankruptcy court dockets
- State securities regulator portals
- Open-source media archives
| Category | Disclosures Found |
|---|---|
| FINRA Customer Complaints | 1 pending complaint alleged in March 2026 |
| FINRA Regulatory Actions | 0 publicly reported |
| SEC Orders / Investigations | 0 publicly reported |
| State Regulator Actions | 0 publicly reported |
| Civil Litigation (PACER) | 0 publicly reported |
| Criminal Proceedings | 0 publicly reported |
It is important to clarify: Based on the information described above, no other public record has been identified reflecting lawsuits, customer arbitrations, SEC enforcement actions, or disciplinary measures involving Gabriel Martin beyond the pending March 2026 investor complaint. We will continue monitoring for any updates or additional complaints that may affect investors with LPL Financial or Pelican Advisory.
What Does the Complaint Against Gabriel Martin Mean for Investors?
While the presence of a single pending investor complaint does not establish guilt or wrongdoing, it is a serious issue that should not be ignored. Allegations involving failure to disclose risks and potential unsuitable investment recommendations can result in substantial losses to investors. If proven, such conduct may create liability under securities laws, and investors may be entitled to recover losses through arbitration or negotiated settlements.
At our firm, we understand how difficult it can be to recognize or fully appreciate the risks embedded in complex investment products, especially when those products are recommended by a trusted professional. Our attorneys are committed to uncovering the facts, holding advisors accountable, and aggressively fighting for recoveries on your behalf.
How We Advocate for You
With our unique background, including a 98% success rate in investor claims, more than 95 years of combined experience, an AV Preeminent rating, Super Lawyers recognition, and 5.0-star client reviews, we provide the experience and focus needed to pursue recovery of your lost funds. We work on a “No recovery, no fee” basis, allowing you to pursue your claim with no upfront legal fee. If you worked with Gabriel Martin while he was at LPL Financial or are currently a client at Pelican Advisory in Louisiana or Mississippi, our attorneys are prepared to represent you against large firms and their legal teams.
When you contact our firm, you will speak directly with an experienced securities attorney, not a paralegal. We provide in-depth, confidential case evaluations, giving you the information you need to make informed decisions about your financial future.
Take Action: Protect Your Recovery Rights Today
Time matters. If you or your loved ones have questions about investments made with Gabriel Martin or concerns regarding disclosure, suitability, or financial losses, call 1-888-885-7162 now for a free and confidential consultation. Our attorneys will investigate your case, advocate for your recovery, and keep you informed at every step. There is no fee unless we recover funds on your behalf.
Do not wait for additional losses. Secure the advocacy you deserve. Protect your family’s financial future with a team that understands both sides of the securities industry, defense and recovery.
