Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened a formal investigation into John Russo (CRD #3245040), registered representative of Dominari Securities LLC in Jacksonville, Florida. Our firm is taking all investor concerns seriously and encourages anyone with exposure to this advisor or firm to read carefully and contact us for a free consultation at 1-888-885-7162.
Your trust in a financial advisor is paramount. Recent customer complaints, as captured in FINRA’s BrokerCheck, merit close attention from current and former clients. Our attorneys are equipped with 95+ years of combined securities law experience, a 98% success rate resolving investor claims, and have handled over $520 million in securities-related matters. As former Wall Street defense attorneys, we use our insider knowledge to advocate fiercely for investors like you and to support recovery of your losses.
Current Profile: John Russo and Dominari Securities LLC
Table of Contents
- Name: John Russo
- CRD Number: 3245040
- Broker-Dealer: Dominari Securities LLC
- Current Location: Jacksonville, Florida
- Licensing: Series 7, Series 66, Series 24, Series 55, Series 57TO, SIE
According to our research, John Russo is currently registered with Dominari Securities LLC. His official regulatory record can be viewed directly on BrokerCheck.
Investor Disputes and Complaints: Red Flags
While some third-party searches and summaries have not surfaced regulatory sanctions or lawsuits against John Russo, a review of his recent FINRA BrokerCheck report (as of June 17, 2026) reveals three significant customer dispute disclosures. These claims are an important signal for investors seeking confidence in the professionals they rely upon:
| Date Filed | Location | Case Number | Allegation Summary | Product Involved | Status |
|---|---|---|---|---|---|
| April 20, 2026 | Jacksonville, FL | 26-00895 |
|
Private Placement | Pending (FINRA Arbitration) |
| September 9, 2025 | New York, NY | 25-01901 |
|
Private Placement | Pending (FINRA Arbitration) |
One additional dispute is pending and details have not been released. Our investigation is ongoing and any change in public records will be promptly reviewed by our legal team and provided to investors when available.
Understanding the Allegations: What Does This Mean for You?
The disclosed disputes primarily raise serious issues of unsuitable investment recommendations, breaches of fiduciary duty, alleged Reg BI violations, and potential failure to disclose key information. These claims often result in significant investor losses and, if verified, could signal clear red flags for any individual considering working with John Russo or Dominari Securities LLC.
Regulatory Standards: Suitability and Regulation Best Interest
- FINRA Rule 2111 (Suitability): Requires each recommendation made by your advisor to have a reasonable basis based on your risk tolerance, time horizon, and liquidity needs. Arbitration claims often focus on whether the investment matched your unique situation.
- FINRA Rule 2020 (Prohibition on Fraud): Bars brokers from engaging in manipulative, deceptive, or fraudulent practices, including misrepresentations or omissions in connection with securities transactions.
- Regulation Best Interest (Reg BI): This federal rule, adopted by the SEC, obligates broker-dealers to act in your best interest when making recommendations. It emphasizes full disclosure, conflict of interest management, and investor-focused decision making. Reg BI is more stringent than suitability; it is intended to protect retail investors like you from conflicted advice and hidden costs.
Breach of these duties could result in substantial financial harm to clients, especially in complex or illiquid products such as private placements.
Is Your Investment at Risk? Steps for Affected Investors
If you worked with John Russo at Dominari Securities LLC—particularly in Florida or New York—and have experienced unexpected losses, or suspect unsuitable advice or conflicts of interest, you have the right to pursue a review. Our firm’s attorneys have been recognized in the Top 2% of peers nationwide (Martindale-Hubbell AV Preeminent) and designated as Super Lawyers. We advocate exclusively for investors; we do not defend broker-dealers or investment firms.
- Have you invested in private placements you didn’t fully understand?
- Were all costs, risks, and potential conflicts clearly discussed with you?
- Did your advisor ensure their recommendations matched your needs?
Any “yes” answer is reason to act.
Why Choose Our Firm for Your Recovery?
- Insider Knowledge: We are former Wall Street defense attorneys. We know how the other side thinks—and how to fight for your recovery.
- Proven Track Record: Hundreds of successful securities arbitrations and a remarkable 98% success rate for investor claims.
- Top Recognition: 5.0-star client reviews, Martindale-Hubbell AV Preeminent-rated, and named Super Lawyers.
- No Recovery, No Fee: We only earn a fee if we achieve a monetary recovery for you.
Your trust, recovery, and peace of mind are our highest priorities. If you have questions or have suffered losses investing through John Russo at Dominari Securities LLC, contact our attorneys today for a confidential, no-pressure review of your potential claim.
Take Action: Free Consultation Available
You deserve answers and a path toward financial recovery. We invite you to secure a free, experienced review of your situation. Call 1-888-885-7162 or use our online form to schedule your consultation. Our attorneys will analyze your account documents and investments, explain your legal rights, and outline potential recovery avenues. Let our experience and advocacy work for you.
Monitor and Protect Your Investments
For ongoing updates and to monitor advisor records, visit BrokerCheck.
Your financial security matters. Our firm stands with you—ready to fight for your recovery, guide you through the process, and use every legal tool to safeguard your future.
