Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has opened an independent investigation into the conduct of Laura Carolina Manzo (CRD #4789775), a financial advisor who formerly worked with Banorte Securities International, Ltd. If you invested with Ms. Manzo or her former firms in Florida or California, we encourage you to review the facts below and take advantage of a free, confidential review of your potential recovery options at 1-888-885-7162.
Our attorneys understand the gravity of alleged misconduct by trusted professionals, and we use our former defense “insider knowledge” to fight tirelessly to help individual investors recover losses. Our team brings over 95 years of combined securities law experience, a 98% success rate in investor claims, and has been recognized as Super Lawyers, ranked in the Top 2%—Martindale-Hubbell AV Preeminent, and praised with 5.0-star client reviews. We represent clients on a no recovery, no fee basis.
Laura Manzo – Recent Employment Separation and Signature Allegations
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On April 7, 2026, Banorte Securities International, Ltd. discharged Laura Carolina Manzo. According to her BrokerCheck report, the firm determined she had engaged in the improper use of customer signatures, specifically electronically copying and affixing customer signatures onto new documents. No specific product was identified in connection with this conduct. This action led to a formal record on Laura Manzo’s employment history.
It is important to recognize that document integrity, honesty, and transparency are critical in financial services. The improper use of client signatures represents a significant regulatory “red flag.” Even if a client did not suffer financial harm as a direct result, these actions can undermine trust, disrupt recordkeeping integrity, and may violate industry standards essential to investor protection.
Which Rules May Be at Issue?
| FINRA Rule | Description | Potential Impact |
|---|---|---|
| Rule 2010 | Requires high standards of commercial honor and just and equitable principles of trade. | Questions about honesty and fair dealing when signatures are misused. |
| Rule 4511 | Requires accurate books and records kept in compliance with industry standards. | Altering or copying signatures may compromise recordkeeping. |
Regulation Best Interest (Reg BI) also raises the standards for broker-dealer conduct. Even absent a direct financial loss, violations of Reg BI may adversely affect an investor’s ability to trust their advisor, especially regarding:
- Disclosure Obligation: Complete transparency about all aspects of an advisor-client relationship.
- Care Obligation: Recommendations must prioritize the client’s interests at the time of each transaction.
- Conflict of Interest Obligation: Firms must identify and mitigate conflicts, not just disclose them.
- Compliance Obligation: Firms must build and maintain policies to ensure regulatory compliance.
The SEC designed these rules to reinforce an investor’s confidence in their financial advisor’s actions. Any shortcut in client documentation—even if not directly financial—can break that trust and open the door for further review or potential claims.
Red Flags for Investors: What the Records Show
Based on a thorough review of available public records as of June 18, 2026, the following information regarding Laura Carolina Manzo is most pertinent for investors:
- One employment separation disclosure: Discharged from Banorte Securities International, Ltd. for improper use of customer signatures.
- No record of customer complaints connected to Ms. Manzo, either pending or settled, as reflected in the latest BrokerCheck summary.
- No regulatory actions, FINRA disciplinary proceedings, SEC enforcement actions, or consent orders naming her as a respondent or defendant.
- No civil or criminal litigation involving Ms. Manzo in public state or federal dockets.
- No financial disclosures such as bankruptcies, tax liens, or unsatisfied judgments.
Although no customer-initiated arbitration claims or settled disputes appear in her record, the improper signature issue alone is a concerning “red flag.” Investors should know that regulatory records do not always reflect every adverse event—especially in cases where issues with documentation may have gone unnoticed or unreported by clients.
Summary of Complaints and Disclosures
| Complaint or Allegation | Status | Details |
|---|---|---|
| Improper Use of Customer Signatures | Disclosed – Employment Separation | Allegedly copied and electronically affixed client signatures to new documents at Banorte Securities International, Ltd. |
| Customer Complaints | None Reported | No arbitration, litigation, or settled complaints found in public record. |
| Regulatory Actions | None Reported | No FINRA disciplinary or SEC enforcement matters tied to Ms. Manzo. |
| Pendency of Charges | None Reported | No pending criminal or civil matters in state or federal courts. |
Understanding Your Options and How We Can Help
If you worked with Laura Carolina Manzo—whether at Banorte Securities International, Ltd., UBS Financial Services Inc., or Raymond James & Associates, Inc.—and have questions about your account documents, transaction authorizations, or believe something was handled improperly, our firm can review your situation at no cost and in total confidence.
- Recovery of losses: Our attorneys leverage decades of former Wall Street defense experience to advocate for individual investors.
- Investigation of misconduct: We examine every detail to uncover possible breaches of commercial honor or recordkeeping standards.
- Representation in claims: We advocate aggressively and effectively for your right to recover funds—our 98% success rate reflects our results.
This investigation is ongoing. If you are concerned that your documents were completed or signed without your direct authorization, contact our attorneys. Even if you have not seen direct financial losses, you may have rights related to advisory misconduct, regulatory violations, or failure to meet disclosure obligations.
Take Action: Free Consultation and Recovery Review
Do not wait for regulators or firms to contact you. Your rights and potential recovery are time-sensitive. Speak to our securities lawyers today at 1-888-885-7162 for a no-obligation, no recovery-no fee consultation. We review all calls in the strictest confidence. Our attorneys are ready to advocate for your interests and help you recover any losses or address misconduct.
For the most up-to-date information, we recommend reviewing the official BrokerCheck report for Laura Carolina Manzo (CRD #4789775).
Our mission is your recovery. Let our “insider knowledge” work for you.
