Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has launched a formal investigation into Matthew Blaise White (CRD #3039904), a financial advisor currently registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC. We are leveraging our former Wall Street defense attorney experience and deep insider knowledge to review the history of investor complaints, regulatory disclosures, and concerns involving this advisor, particularly focusing on alleged unsuitable investment recommendations and possible breaches of fiduciary duty.
If you invested with Matthew White—especially in Texas, Florida, or any state where he held registration—and have concerns about potential losses or questionable recommendations, this detailed report is for you. Our attorneys have a 98% success rate across hundreds of investor claims, 95+ years of combined securities law experience, and have collectively been involved in over $520 million in securities matters. Let us put our proven track record and Super Lawyers designation to work for your recovery.
Advisor Profile: Matthew Blaise White
Table of Contents
- Name: Matthew Blaise White
- CRD#: 3039904
- Current Firms: Cetera Wealth Services, LLC; Cetera Investment Advisers LLC
- Previous Firms: Avantax Advisory Services; Avantax Investment Services, Inc.
- Exams: SIE, Series 7, Series 24, Series 66
Public Complaint & Regulatory Investigation Search: How to Research an Advisor
As strong advocates for transparency and investor protection, we believe it’s vital for clients to know precisely how to evaluate their advisor’s public disciplinary history or client dispute record. Here’s a step-by-step approach applicable to Matthew White or any advisor:
| Resource | Search Method |
|---|---|
| FINRA BrokerCheck | Find Matthew Blaise White using his name or CRD 3039904 to review detailed disclosure history. |
| SEC EDGAR & Enforcement | Search “Matthew B. White” for filings or enforcement actions. |
| State Securities Agencies | Check states where he is/was registered for administrative orders. |
| PACER (Federal Courts) | Query “Matthew Blaise White” for civil lawsuits or bankruptcy cases. |
| News & Web Search | Review digital news archives for press coverage or investor alerts. |
Summary of Public Complaints Against Matthew Blaise White (as of June 15, 2026)
We have conducted a comprehensive review of all publicly disclosed customer complaints, lawsuits, and regulatory actions through trusted databases, including BrokerCheck, SEC filings, and state-level reporting systems. Here is a summary of our findings for Matthew Blaise White, with special attention to his activities at Cetera Wealth Services, LLC, Cetera Investment Advisers LLC, and previously Avantax firms:
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March 17, 2026 – Pending Customer Dispute (Avantax Investment Services, Inc.):
- An investor alleged that Matthew White made unsuitable recommendations and breached his fiduciary duties, specifically regarding oil and gas investments.
- The claim seeks damages of at least $5,000 and is currently active in FINRA arbitration case number 26-00572.
- The dispute raises serious questions about suitability reviews, risk tolerances, and whether White fulfilled obligations under FINRA Rule 2111 (Suitability) and Regulation Best Interest (Reg BI).
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March 2, 2009 – Closed Customer Complaint (H.D. Vest):
- A client alleged mismanagement and churning of wrap accounts by outside money managers. Matthew White was named in relation to supervisory responsibilities.
- The firm denied the complaint on June 16, 2009, and White’s response stated no wrongdoing was found.
What Do These Red Flags Mean for Investors?
Unsuitable investment recommendations are a top cause of investor losses and FINRA arbitrations. Under FINRA Rule 2111, a broker must ensure each recommendation fits your individual risk appetite, investment objectives, and liquidity needs. Oil and gas investments are often viewed as high-risk. If you were recommended such products without full transparency or misaligned with your profile, your rights may have been violated.
With the adoption of Regulation Best Interest (Reg BI), brokers and financial advisors—especially those at Cetera Wealth Services, LLC and Cetera Investment Advisers LLC—must act in your best interest. They must consider the full suite of available options, disclose material conflicts, and never put their own compensation ahead of your financial well-being. Reg BI is now the legal standard expected in every recommendation made to retail investors.
What Recourse Do You Have?
If you believe you received unsuitable investment advice, experienced account churning, suffered unexplained losses, or suspect a breach of fiduciary duty, we encourage you to act. Our firm’s insider knowledge from years spent as Wall Street defense counsel empowers us to dissect complex investment product cases in ways most law firms cannot.
Our attorneys will personally review your portfolio, correspondence, and trading history for signs of:
- Unsuitable recommendations, especially high-risk oil and gas products
- Failure to supervise by firms like Cetera Wealth Services, LLC
- Churning or excessive trading unrelated to your goals
- Material non-disclosures about risks or conflicts
We are proud to represent investors and not Wall Street. As a Martindale-Hubbell Top 2% peer-reviewed, AV Preeminent-rated firm with 5.0-star client reviews and a No recovery, no fee policy, we are invested in your outcome—your recovery is our mission.
Proactive Monitoring & Next Steps
Even if your specific issue isn’t listed among public complaints, past conduct and suitability failures may not yet appear in public databases. Setting up ongoing alerts with sources such as BrokerCheck is wise for any investor working with advisors at major firms.
If you have concerns that your accounts with Matthew Blaise White—or anyone at Cetera Wealth Services, LLC or affiliated advisers—may be affected by poor advice or misconduct, contact our attorneys today for a free and confidential consultation. The sooner you act, the better your chance of a complete recovery of your funds.
- Call us now at 1-888-885-7162—our team is ready to advocate for your financial recovery.
- Don’t wait for further account losses to occur. Our early involvement can mean the difference between partial losses and full recovery.
Your trust—and your financial future—deserve the quality of advocacy provided by the nation’s premier investment fraud attorneys. Let us fight for you.
