Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an investigation into Wesley Palmer (CRD# 6433982), a Greenville, South Carolina-based financial advisor registered with Madison Avenue Securities. Our attorneys leverage decades of former Wall Street defense experience to pursue the recovery of investment losses on behalf of defrauded, misled, or otherwise injured investors nationwide. With a 98% success rate across hundreds of investor claims and over 95 years of combined securities law experience, we are uniquely positioned to help you understand recent complaints and your rights as an investor.
We recognize that learning of a regulatory complaint or red flag surrounding your financial advisor can be profoundly unsettling. Our firm is committed to clarity, transparency, and advocacy, placing your recovery and confidence at the center of every action we take.
Why We Have Launched an Investigation
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Our investigation aims to determine whether Wesley Palmer or his employer, Madison Avenue Securities, violated key investor protection rules and regulations. We are especially focused on recent complaints alleging significant investor losses due to unsuitable and potentially misleading investment recommendations.
Overview: Who Is Wesley Palmer?
- Name: Wesley Palmer
- CRD Number: 6433982
- Location: Greenville, South Carolina
- Current Firm: Madison Avenue Securities (registered since 2017)
- Prior Firm: Capital Investment Group (2015–2017)
- Licensing: 14 state securities licenses
- Credentials:
- Securities Industry Essentials (SIE)
- Series 6, Series 7, Series 63, Series 66
- Experience: 11 years in the securities industry
What Are the Red Flags?
While our ongoing research examines multiple aspects of Mr. Palmer’s professional conduct, a primary red flag is the pending investor complaint involving alleged damages of $225,711 related to an interval fund recommendation while affiliated with Madison Avenue Securities. The substance of this complaint, paired with strict FINRA standards, raises questions of compliance and investor suitability that all investors should take seriously.
| Disclosure Type | Details |
|---|---|
| Investor Complaint |
|
No additional customer complaints, lawsuits, SEC actions, or regulatory investigations are currently disclosed against Wesley Palmer according to recent public-domain searches and FINRA’s BrokerCheck.
Understanding the Key Complaint Against Wesley Palmer
The June 2026 complaint alleges that, while acting as a representative of Madison Avenue Securities, Wesley Palmer offered recommendations that were both unsuitable for the investor and misleading in nature, resulting in damages exceeding $225,000. Interval funds are complex financial instruments and, in many cases, are only appropriate for certain investors. Their use in a client portfolio should always be based on a comprehensive and client-specific suitability analysis.
FINRA Rule 2111 requires that brokers conduct reasonable diligence to ensure their recommendations match the unique objectives, financial circumstances, and risk tolerance of the client. Unsuitable recommendations, or the misrepresentation of material facts, may result in significant losses which, under FINRA Rule 2020, may constitute a violation subject to enforcement and investor recovery actions.
Reviewing BrokerCheck and Public Records
We continuously monitor regulatory databases, public dockets, and industry news for new developments or additional complaints regarding Wesley Palmer and Madison Avenue Securities. According to FINRA BrokerCheck as of July 12, 2026:
- No customer-initiated complaints or arbitration claims other than the complaint above are recorded.
- No regulatory or criminal actions disclosed.
- No bankruptcy filings or civil judgments/liens found.
- No SEC filings, orders, or enforcement actions identified.
- No civil suits or news coverage in public records or investment industry forums.
It is important to understand that public records may not capture every active or recently filed complaint; many investor disputes are privately arbitrated or resolved without public proceedings. This underscores the importance of speaking directly with an experienced advocate if you believe you have suffered losses.
Why Experience and Insider Knowledge Matter
As former Wall Street defense attorneys, we bring a unique, insider perspective to each securities arbitration or recovery action we pursue. With over $520 million in securities matters handled, a track record in the Top 2% peer-reviewed (Martindale-Hubbell AV Preeminent), Super Lawyers designations, and a flawless 5.0-star client review profile, our attorneys are aggressive advocates for investors pursuing the recovery of funds lost to negligence, misrepresentation, or fraud. Importantly, we operate on a “No recovery, no fee” basis to ensure each client’s peace of mind and access to justice.
Next Steps: Secure a Free, Private Case Review
If you or a loved one invested with Wesley Palmer of Madison Avenue Securities in Greenville, South Carolina, and suspect you suffered losses due to unsuitable or misrepresented recommendations, or if you simply wish to understand your rights, we urge you to act now. Your prompt action may be critical to maximizing your recovery options.
- Our attorneys offer 100% free and confidential consultations
- No obligation, just answers and a plan to pursue your financial recovery
- Your inquiry is always handled with empathy, urgency, and discretion
Call us today at 1-888-885-7162 for your free consultation. Our team stands ready to fight for you, leveraging our insider knowledge and decades-long track record to help investors recover the funds they deserve.
