Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an active investigation into Daniel Meader and Sandeep Shrivastava of TPEG Securities, LLC and Trinity Investors Fund Advisors, both headquartered in Southlake, Texas. We are focusing specifically on regulatory actions, customer complaints, and allegations surrounding private placements, inadequate disclosures, and sales practices that may have contributed to investor losses. Our firm brings a 98% success rate, over $520 million recovered in securities cases, and more than 95 years of combined experience as former Wall Street defense attorneys directly advocating for harmed investors—our breadth of experience and insider knowledge allow us to fight for you. If you invested through these advisors and have concerns or losses, contact us for a free, confidential evaluation at 1-888-885-7162.
Who Are Daniel Meader and Sandeep Shrivastava?
Both Meader and Shrivastava have been affiliated with TPEG Securities, LLC, the broker-dealer for Trinity Investors private placements, and Trinity Investors Fund Advisors, the affiliated investment advisory firm. Dual registration is common in this structure, meaning advisors may serve as both brokers and fiduciaries, which can increase conflicts and complexity in client relationships. These entities have been linked to the marketing and distribution of real estate, private equity, and alternative investments, often targeting accredited or high-net-worth investors nationwide.
What Triggered Our Investigation?
Recently, TPEG Securities consented to a $175,000 FINRA fine and censure in connection with allegations involving misleading sales materials and failures to establish adequate supervisory and reporting systems. These practices may have exposed investors to misinformation regarding the performance, liquidity, and risks of private placements. If you received sales materials containing projections or aggregated returns that may have misrepresented actual investment outcomes, those materials may relate directly to the current investigation and disciplinary findings.
Summary Table: Advisors, Firms, and Allegations
Table of Contents
| Advisor Name | Advisory Firm | Broker-Dealer |
|---|---|---|
| Daniel Meader | Trinity Investors Fund Advisors | TPEG Securities, LLC |
| Sandeep Shrivastava | Trinity Investors Fund Advisors | TPEG Securities, LLC |
Red Flags and Complaint History – What Has Emerged?
Through our review of public records, regulatory filings, and customer complaints, several red flags have emerged:
- Use of misleading sales materials: FINRA found that TPEG, between September 2018 and May 2024, distributed materials that included aggregated internal rates of return and cash multiple projections. These figures may not reflect actual realized investor returns and were alleged to violate FINRA Rule 2210, which prohibits misleading or promissory statements.
- Failure to properly report customer complaints: TPEG allegedly failed to distinguish between complaints related to its own role and those involving Trinity Investors, omitting summary data for at least 15 customer complaints in violation of FINRA reporting obligations.
- Supervisory failures: TPEG was alleged to have failed to establish reasonable supervisory procedures to guide representatives in identifying and reporting customer complaints, contrary to FINRA Rules 3110 and 2010.
- Issues across affiliated entities: Brokers and advisors such as Meader and Shrivastava reportedly served in both TPEG and Trinity roles, potentially creating confusion regarding complaint attribution and regulatory responsibility.
Specific List of Complaints Alleged Against Daniel Meader and Sandeep Shrivastava
- Misleading performance projections: Alleged use of hypothetical or aggregated return data that may have created misleading impressions about performance and risk.
- Customer complaint misreporting: Alleged failure to include or categorize complaints appropriately in FINRA filings, limiting transparency for clients and regulators.
- Potential unsuitable recommendations: Some investor allegations involve the placement of client funds into highly illiquid, speculative private placements without adequate disclosure of material risks or liquidity restrictions.
- Recordkeeping failures: Alleged incomplete or inaccurate reporting in official broker registration documents, including Form U4, as described in the FINRA AWC.
How Can You Check Regulatory and Disclosure History?
- FINRA BrokerCheck: Investors who worked with these advisors should review their regulatory records through BrokerCheck by searching each advisor’s name and affiliated firm. Look for regulatory actions, customer complaints, and disclosure events.
- SEC filings and enforcement actions: Additional information may be available through the SEC EDGAR database and SEC enforcement releases, including administrative actions and disciplinary orders related to private placements or investor complaints.
- State securities regulators: If you reside outside Texas, your state securities regulator may also maintain records of disciplinary events or enforcement actions not reflected in federal databases.
What Does This Mean for Investors?
Your ability to recover funds or pursue restitution may depend on several factors, including the available documentation, the suitability of the investment recommendations, the timing of your complaint, and the firm’s regulatory status. Our firm has represented hundreds of investors in similar matters, leveraging our former defense experience, AV Preeminent Martindale-Hubbell recognition, Super Lawyers designation, and strong client ratings. We investigate every aspect of these cases, from private placement sales conduct to possible supervisory and reporting failures.
List of Private Placement Products Linked to TPEG Securities and Trinity Investors
- TPEG 2021 Chief Investors LLC
- TPEG 8500 Hardwood Investors LLC
- TPEG ATL-CLT 2 Investors LLC
- TPEG Ballpark Investors LLC
- TPEG Bull Creek Investors LLC
- Trinity Secure Income Fund I LP
- Trinity Grand QP Investors LLC
- Trinity Nuclein Rd II Investors LLC
- …and dozens more real estate and private equity offerings overseen or sold through TPEG and its affiliates.
If you invested in any of these offerings through Daniel Meader or Sandeep Shrivastava and suffered losses or believe you were misled, you are not alone. You may have options for recovery, and the time to act may be limited.
Next Steps: Contact Us for a Free, Confidential Review
Our attorneys are available to provide a confidential, no-cost assessment of your matter. We do not charge fees unless we recover your funds—no recovery, no fee. If you have concerns about recommendations, misleading sales materials, complaint handling, or investor losses related to Daniel Meader, Sandeep Shrivastava, TPEG Securities, or Trinity Investors Fund Advisors in Southlake, Texas, call us today at 1-888-885-7162 or complete a form on our website. Leverage the insight of former Wall Street defense attorneys now fighting for investors.
Act decisively—your pathway to recovery starts with experienced guidance. Contact Investment Fraud Lawyers for action, advocacy, and answers.
