Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an independent investigation into the activities of Sanjay Chandra (CRD #5512809) in connection with past and ongoing securities-related matters. Our attorneys are committed to empowering investors, using our insider knowledge and experience to help recover losses. If you invested with Mr. Chandra, particularly through TPEG Securities, LLC or Trinity Investors Fund Advisors, LLC, we urge you to review the facts laid out below and reach out for a confidential, free consultation regarding your legal options.
Why Haselkorn & Thibaut Is Investigating Sanjay Chandra
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As former Wall Street defense lawyers, we know how crucial transparency and suitability are for investor trust and financial health. We’ve helped recover funds in hundreds of investor claims, relying on our 98% success rate, 95+ years of combined experience, and commitment to thorough investigation. Sanjay Chandra’s background, including his affiliations as a broker and investment adviser in Texas, merits careful review following a disclosed customer dispute about a significant oil and gas transaction. Our investigation focuses on protecting investors who may have been misled or suffered losses.
Sanjay Chandra: Background and Registration
| Advisor Name | Sanjay Chandra |
|---|---|
| CRD Number | 5512809 |
| Broker-Dealer | TPEG Securities, LLC |
| Investment Adviser Rep | Trinity Investors Fund Advisors, LLC |
| Current Registrations | Texas (with national client base) |
| Licensing & Exams | SIE, Series 7, 24, 63, 79TO; Chartered Financial Analyst designation |
Allegations and Customer Complaints Against Sanjay Chandra
You deserve confidence in your advisor and the investment recommendations they provide. Our investigation centers on the following customer dispute disclosed in the FINRA BrokerCheck record for Sanjay Chandra:
- Date of Complaint: May 15, 2020
- Allegation: Customer alleged Sanjay Chandra made misstatements regarding a 2016 oil and gas investment. The investor sought $265,000 in damages.
- Sanjay Chandra’s Involvement: He was listed as an officer of the oil and gas company but not as the customer’s designated representative. The complaint did not specify the exact misstatements.
- Settlement Outcome: The firm settled for $225,000 on September 14, 2020. Chandra did not contribute personally to the settlement and denied the allegations.
- Sanjay Chandra’s Response: He stated that all disclosures were accurate, the investment fit the customer’s suitability profile, and the firm resolved the dispute as a business decision.
No additional customer complaints or lawsuits are currently reported for Sanjay Chandra according to BrokerCheck and recent regulatory research.
FINRA Regulatory Standards and Investor Protections
- FINRA Rule 2111 (Suitability): Requires that any investment recommendation matches the client’s profile and needs.
- FINRA Rule 2020 (Fraudulent Devices): Prohibits any deceptive, false, or fraudulent methods used to induce security transactions.
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Regulation Best Interest (Reg BI):
- Disclosure Obligation: Broker-dealers must fully disclose all material facts, including fees and conflicts of interest.
- Care Obligation: Advisors must use reasonable diligence, care, and skill when making recommendations.
- Conflict of Interest Obligation: Firms must identify and mitigate potential conflicts that may affect the advice or product recommended to you.
- Compliance Obligation: Firms are required to maintain robust procedures to ensure Reg BI compliance throughout the recommendation process.
Our experience shows that unclear disclosures or unsuitable recommendations can lead to investor losses. If you suspect that your best interests were not prioritized by Sanjay Chandra or his affiliated firms, it is vital to act swiftly to preserve your rights.
Summary of Public Records as of July 2026
Based on our comprehensive review of Sanjay Chandra’s professional record, including FINRA BrokerCheck and public government databases:
- He is currently registered with TPEG Securities, LLC and Trinity Investors Fund Advisors, LLC.
- No regulatory enforcement actions (FINRA or SEC fines, suspensions, censures) have been reported.
- No pending or past government regulatory investigations have been concluded with adverse findings.
- No additional customer lawsuits or civil actions beyond the single oil and gas investment complaint from 2020.
- No additional negative information identified in a web search of government, regulatory, and public records as of July 2026.
Should You Be Concerned About Your Investment with Sanjay Chandra in Texas?
While only one customer complaint is currently on record, the nature of the allegation—potential misrepresentation involving a high-risk oil and gas deal—should prompt investors to review their accounts, especially given the substantial dollar amounts involved and the eventual six-figure settlement.
Red flags for investors may include:
- Lack of clear or full disclosure on investment risks or fees.
- Unexpected losses that are not in line with market conditions or what you were told.
- Investments in complex or illiquid products, such as private oil and gas deals.
- Feeling pressured to make quick decisions or being discouraged from seeking third-party advice.
- Inability to get clear, complete answers from your broker or adviser.
Our Commitment: How We Protect and Fight for Investors
Our attorneys have spent decades on Wall Street and now use that insider knowledge to advocate for retail investors. We draw on a track record of over $520 million in securities claims, Top 2% peer-review rankings, Super Lawyers recognition, and 5.0-star client reviews. We advance costs and only recover a fee if we secure a recovery for you. We take each case personally, fighting to recover your funds and restore your confidence in the markets.
What You Can Do Now
Investors in Texas or elsewhere who have worked with Sanjay Chandra or TPEG Securities, LLC and have concerns about misrepresentation, suitability, or recovery of losses should act promptly. The first step is a comprehensive, confidential review of your investment history and the advisor’s conduct.
Contact our attorneys for a free consultation by calling 1-888-885-7162. There is absolutely no cost or obligation. Our team will assess your potential claim and outline a strategy to pursue recovery if wrongdoing is found.
If you have questions about your experience with Sanjay Chandra, or if you believe you have suffered losses due to misrepresentation or unsuitable recommendations, please reach out to us. At every step, we will advocate for your rights and work to help you recover what you’ve lost.
