Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has formally opened an independent investigation into Josiah Jazwa (CRD #7192653), a financial advisor currently registered with Madison Avenue Securities, LLC. We understand the gravity and emotional distress caused by potential investment losses—especially those involving complex products like variable annuities. As former Wall Street defense attorneys, we bring over 95+ years of combined experience and deep insider knowledge to advocate for investors nationwide.
Our firm remains committed to providing clear answers and actionable guidance. If you invested funds with Josiah Jazwa in Florida and are worried about your account or recommendations involving variable annuities, we invite you to review our investigative findings below. Remember—you can call 1-888-885-7162 for a confidential, no-recovery, no-fee consultation.
What Did Our Investigation into Josiah Jazwa Reveal?
Table of Contents
We performed an exhaustive review of FINRA BrokerCheck, SEC enforcement records, and federal and state court dockets as of today. Here’s what we found about Josiah Jazwa, registered with Madison Avenue Securities, LLC:
| Data Source | Findings on Josiah Jazwa |
|---|---|
| FINRA BrokerCheck |
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| SEC EDGAR / Enforcement |
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| Federal/State Court Dockets |
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| News & Media Searches |
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Key Red Flags and Complaint Details
While there are no regulatory actions or lawsuits found against Josiah Jazwa, there is one significant customer dispute disclosure you must know about:
- Date of Allegation: June 24, 2026
- Nature of Complaint: Customer alleged unsuitable recommendations of a variable annuity insurance product
- Damages: $150,000 sought by the customer
- Status: Complaint remains pending
- Josiah Jazwa’s statement: He contends he only served in a support role and was not the representative assigned to the recommendation or sale in question
It is critical for investors to know that disputes involving the suitability of complex products like variable annuities may indicate broader supervisory or product-recommendation issues. Even a single complaint can serve as a warning sign, especially when significant losses are at stake.
Relevant FINRA & SEC Rules: Investor Protection Matters
Our attorneys meticulously review each incident using proven experience and the strongest investor protections available. Two key frameworks govern the activities of brokers and investment advisors, such as Jazwa:
- FINRA Rule 2330 (Deferred Variable Annuities):
- Sets standards for the recommendation, purchase, or exchange of deferred variable annuities
- Requires thorough suitability assessments, disclosures, review, and adequate supervision
- FINRA Rule 2111 (Suitability):
- Mandates that recommendations fit the customer’s unique investment profile and financial goals
Additionally, the SEC’s Regulation Best Interest (“Reg BI”) requires that broker-dealers act in your best interest at the time a recommendation is made. This includes:
- Disclosure: Transparency about product risks, costs, fees, and conflicts of interest
- Care: Recommendations must account for risks, alternatives, and suitability
- Conflict Mitigation: Firms must actively disclose or minimize conflicts, such as commissions or incentives
- Compliance: Robust policies must exist to support investor protections under Reg BI
If you suspect your advisor’s recommendation failed these standards—or want a second opinion—our attorneys can review your case under current law.
Who Is Josiah Jazwa?
- Current Registration:
- Madison Avenue Securities, LLC (broker-dealer base, FL)
- The Life Wealth Group (investment adviser representative)
- Previously registered at: Ameriprise Financial Services, LLC and AE Wealth Management, LLC
- FINRA Exams Passed: Securities Industry Essentials (SIE), Series 7, and Series 66
While registration and licensing are required, history matters. Investors deserve transparency regarding complaints or suitability allegations, no matter how many or how few have been made.
What Does This Mean for Investors in Florida?
If you worked with Josiah Jazwa of Madison Avenue Securities, LLC and have doubts about your variable annuity purchase or account management, you are not alone. The pending customer dispute suggests a question of whether the investments recommended truly fit the customer’s needs. Even if you haven’t seen losses yet, proactive review could prevent larger financial harm.
Our attorneys have handled hundreds of investor complaints involving variable annuities, unsuitable recommendations, and breached standards of care. With a 98% success rate, participation in over $520 million in securities matters, and glowing 5.0-star client reviews, we stand ready to fight for your recovery. Our no recovery, no fee commitment means you risk nothing by seeking help.
How to Investigate Your Advisor’s Record: Step-by-Step
- Check FINRA BrokerCheck:
- Visit brokercheck.finra.org
- Enter “Josiah Jazwa” or CRD 7192653
- Review disclosure sections for customer disputes or regulatory actions
- Search SEC Enforcement & EDGAR:
- Look for your advisor’s name in SEC enforcement releases
- Review EDGAR filings for Madison Avenue Securities, LLC
- Check Court Dockets via PACER:
- Register at pacer.uscourts.gov
- Search for “Josiah Jazwa” as a party
- Search for News & Alerts:
- Use search terms such as “Josiah Jazwa FINRA” and “Josiah Jazwa complaint”
Disclaimer: The information contained in any post on this website is derived from publicly available sources and is not guaranteed as to accuracy and often involves allegations which may or may not be proven at some point in the future. All posts are believed to be accurate as of the time of original posting, but the accuracy and details are subject to and expected to change over time and which may contain opinions of the author at the time posted.
