Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, is reviewing the public record of Aram Tony Urfalyan, also known as Tony Urfalyan, CRD number 6470898. Urfalyan is currently registered as an investment adviser representative with Acrylic Financial, Inc. in California. His record includes one employment separation disclosure from J.P. Morgan Chase Bank that investors should understand.
This article explains who Urfalyan is, what the disclosure says, and what investors who worked with him can do if they have concerns about their accounts.
Who is Aram Tony Urfalyan?
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Aram Tony Urfalyan, CRD number 6470898, is a registered investment adviser representative. He is also known professionally as Tony Urfalyan. He currently works with Acrylic Financial, Inc., an SEC-registered investment adviser based in Glendale, California. Public records show he also works or has worked from Fountain Hills, Arizona.
Urfalyan has been in the securities industry since 2015. He has passed the Series 6, Series 7, Series 63, Series 66, and Securities Industry Essentials exams. He also holds insurance and real estate licenses in California. His public biography describes a focus on financial planning for medical professionals, business owners, and retirees.
Before joining Acrylic Financial, Urfalyan worked at J.P. Morgan Securities, Western International Securities, Pruco Securities, Concourse Financial Group, and Brooklight Place Securities.
What the disclosure from J.P. Morgan Chase says
Urfalyan’s BrokerCheck and IAPD record discloses one employment separation after allegations. The event was reported by J.P. Morgan Chase Bank, N.A. and J.P. Morgan Securities LLC in February 2017.
The disclosure states that Urfalyan resigned while under internal review for allegedly providing confidential client information to an individual no longer associated with the firm. The reporting firms classified the separation as a voluntary resignation.
Urfalyan submitted a broker comment denying the allegation. He stated that the claim was false, that he never provided confidential client information to anyone outside J.P. Morgan Chase, and that he resigned voluntarily to pursue a financial advisor opportunity elsewhere. He also noted that he had received positive performance reviews and a promotion prior to leaving.
A disclosure on a regulatory record does not prove misconduct. It does, however, mean that a regulated firm found the circumstances serious enough to report to FINRA and state securities regulators.
Urfalyan’s employment history after the disclosure
After leaving J.P. Morgan in 2017, Urfalyan worked at Western International Securities, then Pruco Securities, then Concourse Financial Group and its affiliated broker-dealer. In 2024 he joined Brooklight Place Securities as a registered representative and Acrylic Financial, Inc. as an investment adviser representative.
Public records show he left Brooklight Place Securities in June 2025. He remains listed as an investment adviser representative with Acrylic Financial, Inc. as of the most recent regulatory update.
| Firm | Role | Dates |
|---|---|---|
| J.P. Morgan Securities LLC | Registered representative | April 2015 – March 2017 |
| Western International Securities, Inc. | Registered representative / wealth advisor | March 2017 – January 2018 |
| Pruco Securities, LLC | Registered representative | January 2018 – March 2023 |
| Concourse Financial Group Securities, Inc. | Registered representative | March 2023 – March 2024 |
| Brooklight Place Securities, Inc. | Registered representative | March 2024 – June 2025 |
| Acrylic Financial, Inc. | Investment adviser representative | 2024 – present |
Why a confidentiality disclosure matters to investors
Confidential client information is one of the core assets a financial firm must protect. Misuse or unauthorized sharing of that information can lead to identity theft, unauthorized account access, predatory sales pitches, or other harm.
Even when no client money is immediately lost, mishandling confidential information violates the trust relationship between adviser and client. It can also signal weak supervisory controls at the firm where the adviser worked.
Investors who worked with Urfalyan at J.P. Morgan or any subsequent firm should review their accounts for unusual activity. They should also check whether they received unexpected solicitations or communications around the time of the adviser’s departure.
Firm supervisory responsibility
Broker-dealers and investment advisers must supervise their representatives. J.P. Morgan had a duty to protect client information and to investigate any suspected breach. Each subsequent firm that registered Urfalyan also had a duty to review his regulatory history and supervise his conduct.
When a firm fails to detect or address red flags, the firm can share responsibility for resulting harm. Investors with concerns may have claims against both the individual adviser and the firm that employed him.
What investors who worked with Aram Tony Urfalyan can do
If Aram Tony Urfalyan handled your account at J.P. Morgan, Western International Securities, Pruco Securities, Concourse Financial Group, Brooklight Place Securities, or Acrylic Financial, start by gathering your records. Look for account statements, trade confirmations, fee disclosures, and any written communications.
Watch for signs of trouble. These include unauthorized transactions, unexpected fees, unfamiliar investments, privacy concerns, or difficulty getting clear answers from the adviser or firm. If you see any of these patterns, consider speaking with a securities attorney promptly.
Claims against investment advisers and broker-dealers are subject to deadlines. Waiting too long can bar recovery. Most brokerage and advisory agreements require disputes to be resolved through arbitration rather than court.
How Investment Fraud Lawyers can help
Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, represents investors nationwide in FINRA arbitration, SEC-registered adviser disputes, and securities litigation. The firm has recovered more than $400 million for victimized investors and works on a contingency fee basis.
We can review your account records at no charge and advise whether you have a viable claim against Aram Tony Urfalyan or any firm that employed him. Call 1-888-885-7162 or contact us online for a free case evaluation.
Frequently asked questions
What is Aram Tony Urfalyan’s CRD number?
Aram Tony Urfalyan’s CRD number is 6470898. CRD numbers are unique identifiers used by FINRA and state regulators to track brokers and investment advisers.
Is Aram Urfalyan the same person as Tony Urfalyan?
Yes. Regulatory records list both Aram Urfalyan and Tony Urfalyan as names used by the same individual. He is identified as Aram Tony Urfalyan on SEC IAPD records.
What does the J.P. Morgan disclosure allege?
The disclosure alleges that Urfalyan resigned while under internal review for providing confidential client information to a person no longer associated with the firm. Urfalyan denied the allegation in his BrokerCheck comment.
Does the disclosure mean Urfalyan committed misconduct?
No. A disclosure is a reported event, not a finding of wrongdoing. It means a regulated firm reported the circumstances to FINRA and securities regulators. Investors should review the details and decide whether to investigate further.
Can investors file a claim based on this disclosure?
A disclosure alone is not enough to support a claim. Investors need evidence of actual harm, such as unauthorized transactions, privacy breaches, or unsuitable investment recommendations. A securities attorney can review account records to determine whether a viable claim exists.
Disclaimer: Past results do not guarantee future outcomes. This page provides general information and is not legal advice. No attorney-client relationship is formed by reading this content.
There is no guaranteed recovery in any securities matter. Consult a qualified attorney regarding your specific situation.
