In June 2025, investors in the Easterly ROCMuni High Income Municipal Bond Fund (tickers RMJAX, RHHIX, RMHVX) witnessed one of the most devastating municipal bond fund collapses in recent history. What was marketed as a safe, tax-advantaged income investment instead delivered catastrophic losses, with the fund’s Net Asset Value (NAV) plummeting from $6.36 to $3.09 […]
A financial advisor is in charge of making decisions for a client and should take the right steps. He should also be aware of his obligations and duties, such as the duty of care, good faith, and suitability. If he fails to fulfill any of his obligations, it may be grounds for negligence. When an
Financial Advisor Negligence: Recover Your Losses From Bad Advisors Read More »
Haselkorn & Thibaut has opened an investigation into financial advisor Jesse Krapf following serious regulatory violations and multiple customer complaints that have raised significant concerns for investors. Our experienced securities attorneys are examining patterns of misconduct that may have resulted in substantial investor losses. FINRA Suspension for Excessive Trading Violations Jesse Krapf was suspended for
Haselkorn & Thibaut has opened an independent investigation into the conduct of financial advisor Michael Archimede, formerly registered with PFS Investments. Drawing on publicly available materials, FINRA disclosures, and investor filings, our firm is reviewing all complaints, disputes, and disciplinary events tied to Mr. Archimede. Background & Overview Michael Archimede (CRD # 5701306) was a registered broker and investment adviser with PFS Investments in
Michael Archimede and PFS Investments: Findings, Red Flags & Investor Guidance Read More »
Haselkorn & Thibaut, a preeminent national investment fraud law firm with an exceptional 98% success rate and over $100 million in client recoveries, has initiated a comprehensive investigation into William Lefkowitz, a financial advisor currently registered with B. Riley Wealth Management in Livingston, New Jersey. This investigation stems from concerning patterns in his regulatory history
William Lefkowitz – Broker CRD #1170503 Complaints & FINRA Investigation Read More »