Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

SEC charges David Lerner Associates $201,600 for Reg BI failures — what affected investors should know

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, closely monitor regulatory enforcement actions that affect individual investors. This week, the Securities and Exchange Commission (SEC) announced a settlement with David Lerner Associates. The Long Island-based brokerage firm agreed to pay $201,600 for repeated violations of Regulation Best Interest. We explain what happened, how much […]

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Financial Advisor Lost My Money

Tim O’Brien at Ausdal Financial Partners Faces Investor Complaint Investigation

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has launched an active investigation into Tim O’Brien (CRD# 5798481), a financial advisor based in Colorado Springs, Colorado. Currently registered with Ausdal Financial Partners (doing business as TK Financial Services), Mr. O’Brien’s record reveals multiple investor complaints and significant settlements that demand close scrutiny from any

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Financial Advisor Lost My Money

Samuel Duckett of Morgan Stanley Faces Pending Option Strategy Complaint

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers has opened an investigation into Samuel Duckett (CRD# 5820876), a financial advisor based in Austin, Texas, who is registered with Morgan Stanley and affiliated with Graystone Consulting at Morgan Stanley. Our attorneys are scrutinizing recent allegations related to his handling of option strategies and the regulatory

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Financial Advisor Lost My Money

Matt White at Cetera Faces Investor Suitability Review in Texas

Haselkorn & Thibaut, P.A., operating as Investment Fraud Lawyers, has initiated an investigation into Matt White (CRD# 3039904), a financial advisor based in Baytown, Texas. Matt White is currently registered with Cetera as both a broker and investment adviser, and he is the owner of True North Private Wealth Partners. Our attorneys have received inquiries

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Edwin Emmett Lickiss Pleads Guilty in $9.5 Million Ponzi Scheme: What Investors Need to Know

Key Takeaway: Edwin Emmett Lickiss Jr., a 78-year-old former broker, pleaded guilty to wire fraud and money laundering for running a $9.5 million Ponzi scheme through bogus promissory notes. He faces at least six years in prison. If you lost money in a promissory note investment or suspect broker fraud, you may have options to

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