Investment Fraud Lawyers

In a recent development, customers have filed a complaint against Samuel Mattson, a broker and investment advisor associated with J.P. Morgan Securities LLC (CRD 79), alleging unsuitable investment recommendations. The alleged misconduct occurred between August 2022 and October 2022, involving managed accounts. The dispute, which was filed on January 8, 2024, is currently pending resolution. […]

Haselkorn & Thibaut has opened an investigation into Vincent Ferrara, a Garden City, New York financial advisor currently registered with Ameriprise Financial Services. With 37 years in the securities industry, Ferrara’s recent investor complaints have raised concerns that merit careful examination by investors who may have worked with him. Understanding Vincent Ferrara’s Background and Registration

Comprehensive Investor Alert: Kevin F. Duffy – Former Raymond James & Merrill Lynch Advisor in Louisville, KY Haselkorn & Thibaut, a national law firm focused exclusively on investment fraud with over 95 years of experience and a 98% success rate, has launched an independent investigation into Kevin F. Duffy (CRD #4481935), an ex-advisor in Louisville,

In a recent development, a customer dispute has been filed against Frank Lumpuy, a former broker and investment advisor associated with Kovack Securities Inc. (CRD 44848) in Florida. The client alleges that she suffered losses in her accounts and that Lumpuy may have borrowed money from her. The case, filed on January 8, 2024, is

Javier Reyes Colon, a broker formerly associated with Arkadios Capital (CRD 282710), faces a pending customer dispute filed on January 8, 2024. The client, who has been with Colon since 2009, alleges that an insurance product recommended by the broker was unsuitable for their financial situation and investment goals. The dispute, which revolves around the