Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Scott Hume Of Moloney Securities Co. Faces $2 Million Customer Dispute Over Alleged Unsuitability And Negligence

Scott Hume, a broker and investment advisor with Moloney Securities Co., Inc. (CRD 38535) in Washington state, is facing a pending customer dispute filed on January 11, 2024. The allegation centers around claims of unsuitability and negligence related to debt and corporate securities. The client is seeking $2,020,000 in damages. Hume has been registered with

Scott Hume Of Moloney Securities Co. Faces $2 Million Customer Dispute Over Alleged Unsuitability And Negligence Read More »

Kurt Petrucci of MML Investors Services Faces Misconduct Allegations Over Annuity Sales and Disclosures

Kurt Petrucci, a broker with MML Investors Services, LLC, is facing allegations of misconduct related to the sale of variable and fixed annuities. According to a recent customer dispute filed on January 12, 2024, the complainant alleges that Petrucci failed to properly explain the limitations and surrender penalties associated with the annuities sold to the

Kurt Petrucci of MML Investors Services Faces Misconduct Allegations Over Annuity Sales and Disclosures Read More »

Financial Advisor Lost My Money

Law Firm Investigates James Martin Appel of Centaurus Financial Following Settlement

Haselkorn & Thibaut Initiates Investigation Into James Martin Appel, Centaurus Financial Broker in Santa Barbara, CA Investors deserve to feel confident in their financial advisor’s experience, integrity, and track record. Haselkorn & Thibaut, a national investment fraud law firm with over 95 years of experience and a 98% success rate, has opened an investigation into

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Adam Kotz of Merrill Lynch Faces Allegations of Unsuitable Investment Recommendations in Pending Client Dispute

Adam Kotz, a former investment advisor with Merrill Lynch, is facing allegations of making unsuitable investment recommendations and decisions for a former client. The customer dispute, filed on January 12, 2024, is currently pending resolution, according to FINRA BrokerCheck. The client alleges that Kotz, who is no longer registered as a broker but maintains his

Adam Kotz of Merrill Lynch Faces Allegations of Unsuitable Investment Recommendations in Pending Client Dispute Read More »

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