Barry Buchholz, a financial advisor with LPL Financial LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unauthorized trading in mutual funds. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who may have been affected […]
Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Seattle-based financial advisor Kirk Mitchell Balin (CRD# 4590715) and his conduct while registered with LPL Financial LLC and Householder Group Estate & Retirement Specialists. Understanding Kirk Balin’s Background Kirk Mitchell Balin currently maintains registrations with two firms in Seattle, Washington. He
Law Firm Investigates Seattle Advisor Kirk Balin Following LPL Financial Complaints Read More »
Haselkorn & Thibaut has opened an investigation into LPL Financial LLC, one of the nation’s largest independent broker-dealer firms. If you’ve experienced investment losses or concerns with an LPL Financial advisor, understanding the firm’s regulatory history and customer complaint patterns can help you determine your next steps. Understanding LPL Financial‘s Market Position LPL Financial LLC
Haselkorn & Thibaut has opened an investigation into Ronkonkoma, New York financial advisor Antonio Molinos following recent regulatory actions by the Financial Industry Regulatory Authority (FINRA). The investigation focuses on allegations of excessive trading and unsuitable investment recommendations that resulted in significant client losses. Understanding the Recent FINRA Action Against Antonio Molinos In August 2025,
NY Advisor Antonio Molinos Under Investigation for Excessive Trading at Spartan Capital Read More »