Investment Fraud Lawyers

Eric Long, a broker and investment advisor with LPL Financial LLC (CRD 6413) in Pennsylvania, is currently facing allegations of failing to disclose fees associated with servicing a client’s 401k account. The customer dispute, filed on January 19, 2024, remains pending as of the latest information available on Long’s FINRA BrokerCheck (CRD #4809903). According to […]

Jeffrey Smaka, a broker and investment advisor associated with J.P. Morgan Securities LLC, is facing allegations of misrepresentation regarding a variable annuity investment. The customer dispute, which was denied, claims that Smaka engaged in misconduct between November 9, 2020, and November 9, 2020. Haselkorn & Thibaut, a national investment fraud law firm, is currently investigating

Haselkorn & Thibaut has opened an investigation into Green Bay, Wisconsin financial advisor Brandon Larsen following recent regulatory sanctions and his termination from Thrivent Investment Management. If you’ve worked with Mr. Larsen or have concerns about your investments, understanding the details of these actions can help you make informed decisions about your financial future. Understanding

Haselkorn & Thibaut has opened an investigation into New York City financial advisor Mack Miller following recent regulatory actions that have raised significant concerns about his trading practices. If you’ve worked with Mr. Miller or have experienced investment losses, understanding his regulatory history and the red flags in his record can help you make informed

Haselkorn & Thibaut has opened an investigation into potential unsuitable investment recommendations made by financial advisors at Osaic Wealth and Stifel Nicolaus & Company regarding the Easterly ROCMuni High Income Municipal Bond Fund. If you invested in this fund through either firm and suffered losses, you may have legal options to recover your investment. Understanding