Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Dharmesh Vora and Kalos Capital Face Dispute Over Unsuitable Investment Advice

In a recent development, a customer has filed a dispute against financial advisor Dharmesh Vora and his former employer, Kalos Capital, Inc. (CRD 44337), alleging unsuitable investment advice related to the recommendation of structured notes in 2021. The case, which is currently pending resolution, has caught the attention of the investment community and raised concerns […]

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SEC Charges American Investment Adviser For Conflict Of Interest Issues

Recently, the SEC charged American Portfolios Advisors with conflict-of-interest issues, making us think about investor safety. The Securities and Exchange Commission fined American Portfolios Advisors $1.75 million for overcharging clients on alternative investments from August 2020 to March 2023. This case highlights how important it is for firms to share all facts with their clients,

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Brady Jackson Faces Pending Dispute, Haselkorn & Thibaut Investigate Charles Schwab & TD Ameritrade

Brady Jackson, a financial advisor associated with Charles Schwab & Co., Inc. and TD Ameritrade, Inc., is facing a pending customer dispute, as per the information available on his FINRA BrokerCheck record. The client alleges misrepresentation regarding the beneficiary designation of an account starting in January 2019. The disclosure type is listed as a customer

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Fidelity Brokerage and Pamela Calhoun Face Misconduct Allegations Over Investment Recommendations

Fidelity Brokerage Services LLC and one of its registered representatives, Pamela Calhoun, are currently facing allegations of unsuitable investment recommendations and overconcentration in structured products. The customer dispute, filed on January 26, 2024, is currently pending resolution, with the claimant seeking damages from the firm and the advisor. According to the disclosure on Calhoun’s FINRA

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