Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Wells Fargo Advisor Dean Thompson Denies Unauthorized Trade Allegations

In a recent customer dispute, clients of Dean Thompson, a broker and investment advisor at Wells Fargo Clearing Services, LLC, alleged that portfolio changes were made without their authorization, resulting in losses and unauthorized fees. The complaint, which covers the period from October 13, 2022, to November 17, 2023, was denied by the firm on […]

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Thomas Hamlin, Somerset Securities Settle Dispute Over Unsuitable Investment Allegations

In a recent development, a customer dispute against Thomas Hamlin, a broker associated with Somerset Securities, Inc. (CRD 2493), has been settled. The allegation involved an unsuitable recommendation to purchase an iCap Equity private placement, which subsequently led to significant losses for the investor when iCap Equities filed for bankruptcy on September 12, 2023. According

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Steven Mayer of LPL Financial Faces Allegations of Annuity Misrepresentation

Steven Mayer, a broker and investment advisor associated with LPL Financial LLC, is currently facing allegations of misrepresentation related to an annuity product. The customer dispute, filed on January 29, 2024, is currently pending resolution. Haselkorn & Thibaut, a national investment fraud law firm, is investigating the advisor and the company, offering free consultations to

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Cetera Investment and Broker Joshua Green Face Allegations from an Anonymous Client

In a recent development, Cetera Investment Services LLC and its broker, Joshua Green, have come under scrutiny following allegations made by a client. The client, who remains anonymous, has claimed that Joshua Green invested her funds from a Franklin fund into another fund without her permission. The incident, which occurred on January 29, 2024, has

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Billy Aycock and Cabin Securities Face Customer Dispute Over Alleged Misconduct

In a recent development, a customer dispute has been filed against Billy Aycock, a broker and investment advisor associated with Cabin Securities, Inc. (CRD# 137608) in Kansas. The claim, which is currently pending resolution, alleges breach of fiduciary duty, breach of contract, negligence, negligent supervision, violation of Illinois securities law, and fraudulent inducement to hold

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