Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Richard Acker of Centaurus Financial Accused in Pending Customer Complaint

In a recent development, a customer has filed a complaint against Richard Acker, a registered representative of Centaurus Financial, Inc. (CRD 30833) in New York. The allegations, which are currently pending resolution, claim that from December 2011 through November 2013, Acker recommended unsuitable investments and investment strategies in various illiquid alternative investments, primarily involving real […]

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Burton Bartlett And Landolt Securities Accused Of Unsuitable Investment Recommendations

Burton Bartlett, a broker associated with Landolt Securities, Inc. (CRD 28352), is facing allegations of unsuitable investment recommendations related to the sale of GWG Holdings Inc. L bonds. The customer complaint, which was recently settled, comes nearly two years after GWG Holdings Inc. filed for Chapter 11 bankruptcy protection. Customer Alleges Unsuitable L Bond Purchase

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SAIC Institutions Advisor Cynthia Giovacchino Faces Misrepresentation Allegations, Investigation Underway

Cynthia Giovacchino, a broker and investment advisor associated with SAIC Institutions, Inc. (CRD 35371) in Connecticut, is currently facing allegations of misrepresentation and unsuitability related to alternative investments and structured products. The customer dispute, filed on January 30, 2024, is pending resolution, with the disclosure type listed as a customer dispute. The allegations against Giovacchino

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SAIC Institutions Advisor Cynthia Giovacchino Faces Allegations of Misrepresenting Investment Risks

Cynthia Giovacchino, a broker and investment advisor with SAIC Institutions, Inc., is currently facing allegations of misrepresenting structured barrier notes to a customer. The customer dispute, filed on January 30, 2024, is pending resolution and involves alternative investments and structured products. According to the disclosure on Giovacchino’s FINRA BrokerCheck profile, the customer alleges that Giovacchino

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Raymond James Advisor Roman Sazonov Under Investigation at Haselkorn & Thibaut Law Firm

Roman Sazonov, a financial advisor associated with Raymond James & Associates, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of misconduct and mismanagement of client funds. The firm, with offices in Florida, New York, North Carolina, Arizona, and Texas, is offering free consultations to clients who

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