Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

Morgan Stanley Advisor Daniel Fusco Faces Customer Dispute Allegation in Florida

Daniel Fusco, a broker and investment advisor associated with Morgan Stanley (CRD 149777) in Florida, is facing a pending customer dispute allegation, as reported on his FINRA BrokerCheck (CRD #5829033). The allegation, filed by the executrix of an estate, raises concerns about Fusco’s supervision of a deceased client’s account, particularly regarding the margin balance maintained […]

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Katie Wei (Lanting Wei) Former Clients: Know Your Rights After Investment Losses

National investment loss and securities law firm Haselkorn & Thibaut issues an important notice to customers of broker Katie Wei, also known as Lanting Wei, and Cetera Investment Services, after their recommendations of unsuitable alternative investments resulted in two investors suffering $300,000 in damages. The law firm urges all customers of Katie Wei and Cetera

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Wells Fargo Advisor Kenneth Ibbetson Under Investigation for Alleged Improper Commissions

Kenneth Ibbetson, a broker and investment advisor with Wells Fargo Clearing Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of charging improper commissions to liquidate securities in an advisory/fiduciary account. The customer dispute, filed on February 3, 2024, and currently pending resolution, claims that Ibbetson

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Investigation Into Daniel Williams and American Portfolios Over Unsuitable Investment Recommendations

Daniel Williams, a broker with American Portfolios Financial Services, Inc., is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unsuitable investment recommendations involving variable annuities. The customer dispute, filed on February 4, 2024, claims that Williams provided poor advice when recommending a variable annuity purchase in 2023.

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Richard Miller of Ameriprise Financial Services Accused of Unauthorized Trading

In a recent development, a client has alleged that Richard Miller, an advisor at Ameriprise Financial Services, LLC, sold all positions from his Ameriprise One account without his authorization. The incident, which took place on February 4, 2024, has been settled, according to the disclosure filed with FINRA. Details of the Allegation The client’s complaint

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