Investment Fraud Lawyers

Investment Fraud Lawyers is led by founding partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) of Haselkorn & Thibaut, P.A. Former Wall Street defense attorneys and previously licensed securities brokers, they now represent individual investors nationwide in FINRA arbitration and securities litigation. The firm focuses on investment fraud and securities cases involving broker misconduct, unsuitable recommendations, and fraudulent schemes, with an approximately 98% success rate across hundreds of matters and more than 95 years of combined securities law experience. From offices in Florida, New York, Arizona, Texas, and North Carolina, the firm typically handles investor cases on a contingency‑fee basis — there is no attorney’s fee unless a financial recovery is obtained.

GWN Securities Advisor Curtis Mason Faces Unsuitable Investment Allegations

Curtis Mason, a broker and investment advisor associated with GWN Securities Inc., is facing allegations of unsuitable investment recommendations and refusal to allow a client to sell an investment, resulting in the client losing approximately half of their invested funds. According to the client’s complaint filed with FINRA on February 12, 2024, Mason allegedly recommended […]

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Financial Advisor Douglas Schmitz Faces Misconduct Allegations: Aurora Securities and Classic LLC Investigated

Douglas Schmitz, a financial advisor associated with Aurora Securities (CRD 46147) and Classic, LLC (CRD 159357) in North Dakota, is currently facing serious allegations of misconduct. According to a pending customer dispute filed on February 12, 2024, a client has accused Schmitz of negligence, gross negligence, breach of fiduciary duty, breach of contract, fraud, negligent

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Craig Rottman of Aurora Securities and Classic, LLC Faces Allegations of Misconduct

Craig Rottman, a broker and investment advisor associated with Aurora Securities (CRD 46147) and Classic, LLC (CRD 159357), is facing serious allegations of misconduct from a client in North Dakota. The client has filed a pending customer dispute, alleging negligence, gross negligence, breach of fiduciary duty, breach of contract, fraud, negligent misrepresentations, negligent supervision, and

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Investigation into David Janny of Ameriprise Financial Over Unauthorized Trading Allegations

David Janny, a broker and investment advisor with Ameriprise Financial Services, LLC, is currently under investigation by Haselkorn & Thibaut, a national investment fraud law firm, following allegations of unauthorized options trading in a client’s account. The customer dispute, filed on February 12, 2024, and currently pending resolution, has raised concerns about potential financial advisor

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